Daniel P. Mcgovern
Professional summary
Daniel P Mcgovern III, CFP®, who also goes by Daniel P (iii) Mcgovern, Daniel Paul Mcgovern III, Daniel Paul Mcgovern, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in San Jose, California and FIDELITY BROKERAGE SERVICES LLC located in Palo Alto, California.
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Daniel has worked at 10 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Biography
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Daniel P Mcgovern III's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2015
Education
Villanova University
BS Finance - Finance and Portfolio Management
1998
Experience
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 251 University Avenue, Palo Alto, CA 94301January 30, 2017 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 251 University Avenue, Palo Alto, CA 94301July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
February 7, 2017 - July 13, 2018
STRATEGIC ADVISERS LLC
December 7, 2015 - January 9, 2017
POLARIS WEALTH ADVISORY GROUP
July 21, 2010 - November 30, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 20, 2010 - November 30, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 26, 2009 - June 21, 2010
HSBC SECURITIES (USA) INC.
October 26, 2009 - June 21, 2010
HSBC SECURITIES (USA) INC.
January 26, 2009 - October 6, 2009
CHASE INVESTMENT SERVICES CORP.
January 26, 2009 - October 6, 2009
CHASE INVESTMENT SERVICES CORP.
September 6, 2005 - November 6, 2008
LORD, ABBETT & CO. LLC
September 6, 2005 - November 6, 2008
LORD ABBETT DISTRIBUTOR LLC
July 15, 2002 - August 5, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 20, 2001 - August 5, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 27, 1999 - July 2, 2001
BULL & BEAR SECURITIES, INC.
Primary Firm SEC Registration
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/4/2019)
(1/30/2017)
(3/31/2025)
(12/5/2017)
(11/16/2021)
(12/5/2017)
(10/8/2021)
(12/5/2017)
(8/3/2023)
(1/28/2020)
(1/4/2019)
(9/29/2023)
(2/12/2021)
(8/3/2023)
(1/3/2020)
(1/3/2020)
(12/5/2017)
(2/12/2021)
(4/23/2020)
(12/5/2017)
(2/12/2021)
(10/8/2021)
(1/3/2020)
(7/8/2022)
(3/4/2022)
(1/3/2020)
(3/31/2025)
(11/16/2020)
(9/9/2022)
(1/4/2019)
(9/10/2025)
Exams
FINRA
New York Stock Exchange
Current Firm
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Vice President, Financial ConsultantCRD#: 104555San Jose, CATRUST BUT VERIFY
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