BH
Benjamin S. Hadley
EAGLE STRATEGIES LLC
SOUTH BURLINGTON, VT 05403
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CRD#: 3121378
BH
Professional summary
Benjamin Scott Hadley, ChFC®, CLU®, who also goes by Benjamin Hadley, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in South Burlington, Vermont and NYLIFE SECURITIES LLC located in South Burlington, Vermont.
Benjamin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Benjamin has worked at 2 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Benjamin Hadley
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[OPERATING UNDER THE DBA NAME OF HARDLEY FINANCIAL GROUP FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; START DATE 10/2001] [Hadley Family Properties LLC; commercial real estate rentals. 5820-5860 Clyde Moore Drive Groveport, OH. 43125; 5795 Settler's Place Dublin, OH; Start Date 09/2023; Role/Title: Family Entity > Manager; Investment Related; 1 hours per month; 0 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF RETIREMENT INCOME STRATEGIES FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; ASSOCIATE; 56 WEST TWIN OAKS TERRACE, SUITE 1, SOUTH BURLINGTON, VT 05403; START DATE: 01/2013] [Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products.; 56 WEST TWIN OAKS TERRACE, SUITE 1, SOUTH BURLINGTON, VT 05403; Start Date 08/2017; Role/Title: Owner; Investment Related; 2 hours per month; 2 hours per month during securities trading hours] [BRW Company I, LLC; These are family trusts/LLC's which own income real estate in Columbus, Ohio. As trustee/manager, I have administrative responsibility to execute the dispositive provisions of the trusts/LLC's. I have no ownership interest.; 4585 Kenny Rd. Columbus, Ohio; Start Date 07/2020; Role/Title: Trustee/Manager; Not Investment Related; 4 hours per month; 2 hours per month during securities trading hours; work with the property mgmt. company, leasing agent, attorney, and accountant to make sure that the trusts/LLC distribute the income to our family members who are income beneficiaries.] [S.J.H. LLC; The SJH Trust is the sole member of the SJH LLC- As the trustee, I then have oversight responsibilities for the LLC, which now owns the real estate.; 4585 Kenny Rd. Columbus, OH 43220; Start Date 08/2020; Role/Title: Manager; Investment Related; 1 hours per month; 1 hours per month during securities trading hours]
CRS (Client Relationship Summary) - RIA
Click below to view Benjamin Scott Hadley's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
November 2, 2007 - Present
EAGLE STRATEGIES LLC
Office #1: 56 West Twin Oaks Terrace Suite 1, South Burlington, VT 05403RIA
CRD#: 110826
SOUTH BURLINGTON, VT
Current
October 20, 1998 - Present
NYLIFE SECURITIES LLC
Office #1: 56 West Twin Oaks Terrace Suite 1, South Burlington, VT 05403BD
CRD#: 5167
South Burlington, VT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/13/2024)
RR
California(6/5/2004)
RR
Colorado(4/11/2017)
RR
Delaware(9/15/2015)
RR
Florida(7/18/2005)
RR
Kentucky(2/12/2025)
RR
Maine(8/29/2024)
RR
Massachusetts(1/14/2019)
RR
New Hampshire(2/27/2001)
RR
New Jersey(4/7/2022)
RR
New Mexico(6/11/2024)
RR
New York(3/9/2007)
RR
North Carolina(7/22/2014)
RR
Ohio(2/4/2002)
IAR
Ohio(12/16/2022)
RR
Oregon(4/20/2020)
RR
Pennsylvania(7/13/2018)
RR
South Carolina(7/25/2023)
RR
Tennessee(11/27/2017)
RR
Vermont(11/20/1998)
IAR
Vermont(11/2/2007)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
