RF
Ronald J. Fremault
BOLTON SECURITIES
Bolton, MA 01740
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CRD#: 3121121
RF
Professional summary
Ronald James Fremault JR is a registered financial advisor currently at BOLTON SECURITIES CORPORATION located in Bolton, Massachusetts and BOLTON GLOBAL CAPITAL located in Bolton, Massachusetts.
Ronald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Ronald has worked at 9 firms and has passed the Series 65, Series 63, Series 52TO, Series 57TO, Series 99TO, Series 82TO, SIE, Series 3, Series 55, Series 7, Series 6, Series 53, Series 28 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.NEWTON FIRE FIGHTERS ASSOCIATION
2.NOT INVESTMENT RELATED
3.PO BOX 600384, NEWTON MA 02460
4.FIRE FIGHTERS
5.FIRE FIGHTER
6.SEE ABOVE
7.2005
8.384 HOURS PER MONTH
9.VARIES
10.PUTS OUT FIRES, EMERCENCY CALLS ETC.
CRS (Client Relationship Summary) - RIA
Click below to view Ronald James Fremault JR's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Ronald James Fremault JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 20, 2005 - Present
BOLTON SECURITIES CORPORATION
Office #1: 579 Main Street, Bolton, MA 01740Office #2: 579 Main Street, Bolton, MA 01740Office #3: 579 Main St., Bolton, MA 01740RIA
BD
CRD#: 129376
Bolton, MA
Current
July 8, 2005 - Present
BOLTON GLOBAL CAPITAL
Office #1: 579 Main Street, Bolton, MA 01740BD
CRD#: 15650
Bolton, MA
Current
October 6, 2009 - Present
BOLTON SECURITIES CORPORATION
Office #1: 579 Main Street, Bolton, MA 01740Office #2: 579 Main Street, Bolton, MA 01740RIA
BD
CRD#: 129376
Bolton, MA
Past
December 2, 2003 - December 10, 2004
INVESTORS SECURITIES SERVICES, LLC.
BD
CRD#: 122243
BOSTON, MA
Past
June 10, 2002 - December 11, 2003
BOLTON GLOBAL CAPITAL
BD
CRD#: 15650
BOLTON, MA
Past
December 11, 2001 - June 27, 2002
NATHAN & LEWIS SECURITIES, INC.
BD
CRD#: 8503
NEW YORK, NY
Past
November 28, 2001 - June 13, 2002
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
EL SEGUNDO, CA
Past
November 8, 2001 - February 6, 2002
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Past
August 24, 2001 - June 28, 2002
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MA
Past
May 24, 2000 - June 27, 2002
NEW ENGLAND SECURITIES
BD
CRD#: 615
NEW YORK, NY
Past
July 12, 1999 - May 3, 2000
BANKBOSTON INVESTOR SERVICES, INC.
BD
CRD#: 36369
BOSTON, MA
Past
September 24, 1998 - November 17, 1998
BANKBOSTON INVESTOR SERVICES, INC.
BD
CRD#: 36369
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BS
BOLTON SECURITIES CORPORATION
BOLTON GLOBAL ASSET MANAGEMENT | NEWERA WEALTH ADVISORS | DELTA GLOBAL ASSET MANAGEMENT | BOLTON SECURITIES CORPORATION | BOLTON SECURITIES CORP
CRD#: 129376 / SEC#: 801-66962, 8-68187
RIA
Registered Investment Advisory firm - SEC (8/9/2006 Approved)Georgia
Registered Investment Advisory firm - SEC (8/14/2006 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (8/17/2006 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/25/2008)
RR
Arkansas(1/31/2012)
RR
Connecticut(1/31/2012)
RR
District of Columbia(1/31/2012)
RR
Florida(10/12/2010)
RR
Georgia(3/11/2008)
RR
Illinois(1/31/2012)
RR
Indiana(11/9/2010)
RR
Iowa(1/31/2012)
RR
Louisiana(11/11/2009)
RR
Maryland(1/12/2012)
RR
Massachusetts(7/8/2005)
IAR
Massachusetts(7/20/2005)
RR
Michigan(4/4/2008)
RR
Minnesota(6/23/2021)
RR
Mississippi(2/12/2021)
RR
Missouri(1/31/2012)
RR
New Hampshire(1/31/2012)
RR
New Jersey(6/7/2010)
RR
New Mexico(1/12/2012)
RR
Ohio(1/31/2012)
RR
Oregon(1/31/2012)
RR
Pennsylvania(1/31/2012)
RR
Puerto Rico(1/31/2012)
RR
Rhode Island(1/31/2012)
RR
South Dakota(1/9/2017)
RR
Texas(2/25/2008)
RR
Utah(1/31/2012)
RR
Vermont(3/4/2019)
RR
Virginia(4/8/2015)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 82TO
Date: 1/2/2023
Limited Representative-Private Securities OfferingsGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 9/22/2000
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 28
Date: 2/14/2003
Introducing Broker/Dealer Financial Operations Principal ExaminationPrincipal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
BS
BOLTON SECURITIES CORPORATION
BOLTON GLOBAL ASSET MANAGEMENT | NEWERA WEALTH ADVISORS | DELTA GLOBAL ASSET MANAGEMENT | BOLTON SECURITIES CORPORATION | BOLTON SECURITIES CORP
CRD#: 129376 / SEC#: 801-66962, 8-68187
RIA
Registered Investment Advisory firm - SEC (8/9/2006 Approved)Georgia
Registered Investment Advisory firm - SEC (8/14/2006 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (8/17/2006 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
579 Main Street, Bolton, MA 01740
Mailing Address
579 Main Street, Bolton, MA 01740
Phone number
(978) 779-6947
Established
Delaware since 07/30/1999
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
154
SEC notice filing (38 States and Territories)
FINRA licenses (49 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,977 |
| AUM (Assets Under Management) | $ 7,004,872,405 |
Disclosures
| Regulatory Event | 1 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BOLTON SECURITIES CORPORATION
CRD#: 129376Bolton, MA 01740TRUST BUT VERIFY
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