Alan P. Houck

FINANCIAL FACILITATORS

Eugene, OR 97401

Some features on this profile are disabled

CRD#: 3120774

Professional summary

Alan Paul Houck, who also goes by Al Houck, is a registered financial advisor currently at FINANCIAL FACILITATORS, INC. located in Eugene, Oregon.

Alan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Alan has worked at 2 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Al Houck

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

HOUCK EVARTS & COMPANY LLC, CPA'S, 450 COUNTRY CLUB ROAD, STE 130, EUGENE, OR 97401 12/2003 - PRESENT

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alan Paul Houck's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 24, 2010 - Present

FINANCIAL FACILITATORS, INC.

Office #1: 450 Country Club Road Ste 130, Eugene, OR 97401

RIA

CRD#: 154323

Eugene, OR

Past

October 26, 2000 - April 17, 2002

CIBC WORLD MARKETS CORP.

CRD#: 630

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oregon
(9/24/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/14/2002

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 10/25/2000

General Securities Representative Examination

Current Firm

FINANCIAL FACILITATORS, INC.

CRD#: 154323 / SEC#:

Oregon

Registered Investment Advisory firm - (8/19/2010 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

450 Country Club Road Ste 130, Eugene, OR 97401

Mailing Address

Phone number

(541) 485-7254

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	25
AUM (Assets Under Management)	$ 9,773,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Phillip Smith

CETERA INVESTMENT ADVISERS LLC

IAR

EUGENE, OR

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Alan P. Houck

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alan Paul Houck's CRS (Customer Relationship Summary).

Certified licenses

Experience

FINANCIAL FACILITATORS, INC.

CIBC WORLD MARKETS CORP.

State Registrations and Notice Filings

Exams

Series 66

Date: 8/14/2002

Series 7

Date: 10/25/2000

Current Firm

FINANCIAL FACILITATORS, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FINANCIAL FACILITATORS, INC.

TRUST BUT VERIFY

Similar Advisors