AA
Andrew V. Aldi
COLUMBIA MANAGEMENT INVESTMENT ADVISERS
BRIELLE, NJ
Some features on this profile are disabled
CRD#: 3120758
AA
Professional summary
Andrew Vincent Aldi III, CFP®, CIMA® is a registered financial advisor currently at COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC located in Brielle, New Jersey and COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC. located in Boston, Massachusetts.
Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Andrew has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Co-Owner, Naukabout Beer Company Name of Activity: Manasquan High School Boys Lacrosse Treasurer; Date Activity Started/Modified/Ended: 1/1/2023; Type of Activity: Field is Blank!; Role/Relationship: Other - Treasurer; Responsibilities: Managing Budget and Fund Raising - I will not be providing any financial or direction; Total Hours Per Month: 0 - 20; Total Hours Per Month During Trading Hours: 0 - 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others? No; --- END ---
CRS (Client Relationship Summary) - RIA
Click below to view Andrew Vincent Aldi III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
May 1, 2010 - Present
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC
RIA
CRD#: 108257
BRIELLE, NJ
Current
May 1, 2010 - Present
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
Office #1: 290 Congress St, Boston, MA 02210BD
CRD#: 840
Boston, MA
Past
June 21, 2005 - May 1, 2010
BOFA ADVISORS, LLC
RIA
CRD#: 107900
BOSTON, MA
Past
July 28, 1999 - May 1, 2010
BOFA DISTRIBUTORS, INC.
BD
CRD#: 30683
BOSTON, MA
Past
December 15, 1998 - July 28, 1999
KEYPORT FINANCIAL SERVICES CORP.
BD
CRD#: 8127
WELLESLEY HILLS, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CM
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC
AMERICAN EXPRESS ASSET MANAGEMENT GROUP INC | SELIGMAN INVESTMENTS | SELIGMAN | RIVERSOURCE INVESTMENTS, LLC | RIVERSOURCE INVESTMENTS | RIVERSOURCE INSURANCE ASSETS | RIVERSOURCE INSTITUTIONAL ADVISORS | RIVERSOURCE CAPITAL MANAGEMENT | RIVERSOURCE ALTERNATIVE INVESTMENTS | RIVERSOURCE | J. & W. SELIGMAN | COLUMBIA THREADNEEDLE INVESTMENTS NORTH AMERICA | COLUMBIA THREADNEEDLE INVESTMENTS | COLUMBIA THREADNEEDLE | COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC | COLUMBIA MANAGEMENT INVESTMENT ADVISERS | COLUMBIA MANAGEMENT CAPITAL ADVISERS | COLUMBIA MANAGEMENT
CRD#: 108257 / SEC#: 801-25943
RIA
Registered Investment Advisory firm - (12/20/1985 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/29/2015)
RR
Alaska(10/29/2015)
RR
Arizona(10/29/2015)
RR
Arkansas(10/29/2015)
IAR
Arkansas(12/4/2015)
RR
California(10/29/2015)
RR
Colorado(1/7/2014)
IAR
Colorado(1/8/2014)
RR
Connecticut(10/29/2015)
RR
Delaware(10/29/2015)
RR
District of Columbia(10/29/2015)
RR
Florida(10/29/2015)
RR
Georgia(10/29/2015)
RR
Hawaii(10/29/2015)
RR
Idaho(10/29/2015)
RR
Illinois(1/7/2014)
IAR
Illinois(1/8/2014)
RR
Indiana(1/7/2014)
IAR
Indiana(1/13/2014)
RR
Iowa(1/7/2014)
IAR
Iowa(1/13/2014)
RR
Kansas(1/7/2014)
IAR
Kansas(1/14/2014)
RR
Kentucky(1/7/2014)
IAR
Kentucky(1/10/2014)
RR
Louisiana(10/29/2015)
IAR
Louisiana(12/15/2015)
RR
Maine(10/29/2015)
RR
Maryland(10/29/2015)
RR
Massachusetts(10/29/2015)
IAR
Massachusetts(11/13/2025)
RR
Michigan(1/7/2014)
IAR
Michigan(1/8/2014)
RR
Minnesota(1/7/2014)
IAR
Minnesota(1/7/2014)
RR
Mississippi(10/29/2015)
IAR
Mississippi(12/15/2015)
RR
Missouri(1/7/2014)
IAR
Missouri(1/16/2014)
RR
Montana(1/7/2014)
IAR
Montana(1/7/2014)
RR
Nebraska(1/7/2014)
IAR
Nebraska(1/7/2014)
RR
Nevada(10/29/2015)
RR
New Hampshire(10/29/2015)
RR
New Jersey(5/1/2010)
IAR
New Jersey(5/1/2010)
RR
New Mexico(10/29/2015)
RR
New York(5/24/2012)
RR
North Carolina(11/2/2015)
RR
North Dakota(1/7/2014)
IAR
North Dakota(1/13/2014)
RR
Ohio(1/7/2014)
IAR
Ohio(1/7/2014)
RR
Oklahoma(10/29/2015)
IAR
Oklahoma(12/10/2015)
RR
Oregon(10/29/2015)
RR
Pennsylvania(5/24/2012)
IAR
Pennsylvania(5/25/2012)
RR
Puerto Rico(10/29/2015)
RR
Rhode Island(10/29/2015)
RR
South Carolina(10/29/2015)
RR
South Dakota(1/7/2014)
IAR
South Dakota(1/9/2014)
RR
Tennessee(10/29/2015)
RR
Texas(10/29/2015)
RR
Utah(10/29/2015)
RR
Vermont(10/29/2015)
RR
Virgin Islands(10/29/2015)
RR
Virginia(10/29/2015)
RR
Washington(10/29/2015)
RR
West Virginia(1/7/2014)
IAR
West Virginia(1/24/2014)
RR
Wisconsin(1/7/2014)
IAR
Wisconsin(1/7/2014)
RR
Wyoming(1/7/2014)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CM
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC
AMERICAN EXPRESS ASSET MANAGEMENT GROUP INC | SELIGMAN INVESTMENTS | SELIGMAN | RIVERSOURCE INVESTMENTS, LLC | RIVERSOURCE INVESTMENTS | RIVERSOURCE INSURANCE ASSETS | RIVERSOURCE INSTITUTIONAL ADVISORS | RIVERSOURCE CAPITAL MANAGEMENT | RIVERSOURCE ALTERNATIVE INVESTMENTS | RIVERSOURCE | J. & W. SELIGMAN | COLUMBIA THREADNEEDLE INVESTMENTS NORTH AMERICA | COLUMBIA THREADNEEDLE INVESTMENTS | COLUMBIA THREADNEEDLE | COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC | COLUMBIA MANAGEMENT INVESTMENT ADVISERS | COLUMBIA MANAGEMENT CAPITAL ADVISERS | COLUMBIA MANAGEMENT
CRD#: 108257 / SEC#: 801-25943
RIA
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Contact information
Main Address
290 Congress Street, Boston, MA 02210
Mailing Address
Phone number
(800) 225-2365
Established
Firm type
Fiscal year end
# of Employees
910
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 6,061 |
| AUM (Assets Under Management) | $ 457,482,709,435 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/28/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
