Alexander J. Saulon
KESTRA ADVISORY SERVICES
Freehold, NJ 07728
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CRD#: 3120711
Professional summary
Alexander James Saulon JR, AIF®, CFP® is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Freehold, New Jersey and KESTRA INVESTMENT SERVICES, LLC located in Freehold, New Jersey.
Alexander is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Alexander has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 62 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 08/01/2025 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Name: DYNASTY ADVISORS LLC POSITION: Financial Advisor NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 32 START DATE: 07/31/2005 ADDRESS: 303 West Main St, Ste 410, Freehold NJ 07728, United States DESCRIPTION: Full service financial planning from information gathering to recommendations, allocations and investment monitoring. Also provide comprehensive financial planning. Name: DYNASTY ADVISORS, LLC FIXED INSURANCE POSITION: Insurance Agent NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 08/01/2005 ADDRESS: 303 West Main Street, Suite 410, Freehold NJ 07728, United States DESCRIPTION: Provide life and health insurance policies to clients who need them.
CRS (Client Relationship Summary) - RIA
Click below to view Alexander James Saulon JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2008
Experience
Current
July 31, 2025 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 303 West Main Street Suite 410, Freehold, NJ 07728RIA
CRD#: 283330
Freehold, NJ
Current
July 31, 2025 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 303 W. Main St Suite 410, Freehold, NJ 07728BD
CRD#: 42046
Freehold, NJ
Past
October 3, 2016 - July 31, 2025
COMMONWEALTH FINANCIAL NETWORK
RIA
CRD#: 8032
Freehold, NJ
Past
September 30, 2016 - July 31, 2025
COMMONWEALTH FINANCIAL NETWORK
BD
CRD#: 8032
Freehold, NJ
Past
August 8, 2008 - September 30, 2016
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
ISELIN, NJ
Past
August 8, 2008 - September 30, 2016
SECURITIES AMERICA, INC.
BD
CRD#: 10205
ISELIN, NJ
Past
June 22, 2005 - August 11, 2008
CETERA ADVISORS LLC
RIA
CRD#: 10299
ISELIN, NJ
Past
June 22, 2005 - August 11, 2008
CETERA ADVISORS LLC
BD
CRD#: 10299
ISELIN, NJ
Past
March 27, 2002 - June 23, 2005
J.P. TURNER & COMPANY, L.L.C.
BD
CRD#: 43177
ATLANTA, GA
Past
January 2, 2001 - March 26, 2002
GLOBAL CAPITAL SECURITIES CORPORATION
BD
CRD#: 16184
ENGLEWOOD, CO
Past
October 12, 1998 - January 2, 2001
GLOBAL CAPITAL MARKETS, LLC
BD
CRD#: 16191
MELVILLE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(7/31/2025)
RR
California(7/31/2025)
RR
Connecticut(7/31/2025)
RR
Delaware(7/31/2025)
RR
District of Columbia(7/31/2025)
RR
Florida(7/31/2025)
RR
Illinois(8/7/2025)
RR
Iowa(7/31/2025)
RR
Maryland(7/31/2025)
RR
Massachusetts(7/31/2025)
RR
Michigan(7/31/2025)
RR
Minnesota(7/31/2025)
RR
Nevada(7/31/2025)
RR
New Hampshire(7/31/2025)
RR
New Jersey(7/31/2025)
IAR
New Jersey(8/1/2025)
RR
New Mexico(7/31/2025)
RR
New York(7/31/2025)
RR
Ohio(7/31/2025)
RR
Oklahoma(7/31/2025)
RR
Oregon(9/23/2025)
RR
Pennsylvania(7/31/2025)
RR
Rhode Island(7/31/2025)
RR
South Carolina(7/31/2025)
RR
Tennessee(7/31/2025)
RR
Texas(7/31/2025)
IAR
Texas(7/31/2025)
RR
Virginia(7/31/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 62
Date: 9/17/1998
Corporate Securities Limited Representative ExaminationSRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
