Carlo Follo
Professional summary
Carlo Follo, who also goes by Carl Follo Jr, Carlo Follo Jr, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Concord, New Hampshire and EMPOWER FINANCIAL SERVICES, INC. located in Concord, New Hampshire.
Carlo is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Carlo has worked at 3 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Carlo Follo's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 25, 2016 - Present
EMPOWER ADVISORY GROUP, LLC
Office #1: 2 Capital Plaza Suite 307, Concord, NH 03301February 23, 2011 - Present
EMPOWER FINANCIAL SERVICES, INC.
Office #1: 2 Capital Plaza Suite 307, Concord, NH 03301October 20, 1998 - December 21, 2010
FIDELITY BROKERAGE SERVICES LLC
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/30/2024)
(10/30/2024)
(2/23/2011)
(12/17/2021)
(2/23/2011)
Exams
FINRA
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
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