Kerry L. Gray
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kerry Lorenzo Gray, who also goes by Knuck Gray, Knuckles Gray, was a registered financial professional .
Kerry is a previously registered financial professional and started their career in finance in 1998. Kerry had worked at 5 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 3, 2012 - August 15, 2012
CAPITAL BROKERAGE CORPORATION
September 15, 2011 - February 2, 2012
MSI FINANCIAL SERVICES, INC.
November 18, 1998 - April 7, 2000
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
November 18, 1998 - April 7, 2000
OSAIC FA, INC.
October 15, 1998 - November 13, 1998
MML INVESTORS SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CAPITAL BROKERAGE CORPORATION
CRD#: 10465 / SEC#: , 8-26614
Contact information
FINRA licenses (53 States and Territories)
Documents
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
