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DP

Dwight L. Pigg

LASALLE ST. INVESTMENT ADVISORS, L.L.C.
Canton, IL 61520
Some features on this profile are disabled
CRD#: 3120538
DP

Professional summary

Dwight Lewis Pigg JR, CFP®, who also goes by Lewie Pigg Jr, Lewis Pigg, is a registered financial advisor currently at LASALLE ST. INVESTMENT ADVISORS, L.L.C. located in Canton, Illinois and LASALLE ST SECURITIES, L.L.C. located in Canton, Illinois.

Dwight is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Dwight has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Lewie Pigg Jr | Lewis Pigg

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dwight Lewis Pigg JR's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2008

Experience

Current

July 12, 2013 - Present

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

Office #1: 74 E Pine St, Canton, IL 61520
RIA
CRD#: 109701
Canton, IL
Current

July 10, 2013 - Present

LASALLE ST SECURITIES, L.L.C.

BD
CRD#: 7191
Canton, IL
Past

January 6, 2003 - June 17, 2013

LPL FINANCIAL LLC

RIA
CRD#: 6413
CANTON, IL
Past

January 6, 2003 - June 17, 2013

LPL FINANCIAL LLC

BD
CRD#: 6413
CANTON, IL
Past

October 17, 2000 - January 16, 2003

INVESTMENT CENTERS OF AMERICA, INC.

RIA
CRD#: 16443
BISMARCK, ND
Past

September 24, 1998 - January 16, 2003

INVESTMENT CENTERS OF AMERICA, INC.

BD
CRD#: 16443
APPLETON, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LS
LASALLE ST. INVESTMENT ADVISORS, L.L.C.
LASALLE ST. INVESTMENT ADVISORS, L.L.C.

CRD#: 109701 / SEC#: 801-33422

RIA
Registered Investment Advisory firm - (2/10/1989 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(9/22/2021)
IAR
Arkansas
(7/18/2023)
IAR
Florida
(8/27/2021)
RR
Florida
(1/20/2022)
RR
Illinois
(7/10/2013)
IAR
Illinois
(7/12/2013)
IAR
Indiana
(4/14/2026)
RR
Missouri
(12/7/2023)
IAR
Missouri
(4/20/2026)
IAR
New York
(2/28/2025)
RR
South Carolina
(9/25/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 6/16/1999
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 10/2/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/23/1998
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 4/3/2003
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

LS
LASALLE ST. INVESTMENT ADVISORS, L.L.C.
LASALLE ST. INVESTMENT ADVISORS, L.L.C.

CRD#: 109701 / SEC#: 801-33422

RIA
Registered Investment Advisory firm - (2/10/1989 Approved)
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Contact information

Main Address
940 N. Industrial Dr., Elmhurst, IL 60126-1131
Mailing Address
Phone number
(630) 600-0500
Established
Firm type
Fiscal year end
# of Employees
144

SEC notice filing (47 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

LSIA ADV PART 2A 01-02-18 (12/3/2025)

Regulatory assets under management

Total Number of Accounts11,941
AUM (Assets Under Management)$ 4,346,509,887

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

CRD#: 109701Canton, IL 61520

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