Gregory A. Zikos

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CRD#: 3120274

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Gregory A Zikos was a registered financial professional .

Gregory is a previously registered financial professional and started their career in finance in 1998. Gregory had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

December 8, 2014 - January 22, 2016

RENAISSANCE MACRO SECURITIES, LLC

CRD#: 163927

San Francisco, CA

Past

May 15, 2012 - December 5, 2014

CREDIT SUISSE SECURITIES (USA) LLC

RIA

CRD#: 816

BOSTON, MA

Past

May 14, 2012 - December 5, 2014

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

BOSTON, MA

Past

July 5, 2011 - May 29, 2012

LPL FINANCIAL LLC

RIA

CRD#: 6413

ONTARIO, CA

Past

July 5, 2011 - May 29, 2012

LPL FINANCIAL LLC

CRD#: 6413

ONTARIO, CA

Past

March 4, 2011 - July 5, 2011

UVEST FINANCIAL SERVICES GROUP, INC.

CRD#: 13787

ONTARIO, CA

Past

March 2, 2011 - July 5, 2011

UVEST FINANCIAL SERVICES GROUP, INC.

RIA

CRD#: 13787

ONTARIO, CA

Past

October 1, 2008 - March 11, 2009

J.P. MORGAN SECURITIES LLC

CRD#: 79

LOS ANGELES, CA

Past

May 18, 2007 - October 1, 2008

J.P. MORGAN SECURITIES INC.

CRD#: 18718

LOS ANGELES, CA

Past

May 19, 2004 - March 8, 2007

LEHMAN BROTHERS INC.

RIA

CRD#: 7506

LOS ANGELES, CA

Past

October 15, 1998 - March 8, 2007

LEHMAN BROTHERS INC.

CRD#: 7506

LOS ANGELES, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/7/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/9/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 1/22/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 11/2/1998

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 10/5/1998

General Securities Representative Examination

Current Firm

RENAISSANCE MACRO SECURITIES, LLC

CRD#: 163927 / SEC#: , 8-69079

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

9 Old King's Highway S 3rd Fl, Darien, CT 06820

Mailing Address

9 Old King's Highway S 3rd Fl, Darien, CT 06820

Phone number

(212) 537-8811

Established

Delaware since 07/26/2011

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (11 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
RENAISSANCE MACRO HOLDINGS, LLC	MEMBER
DEGRAAF, JEFFREY SCOTT	EXECUTIVE MANAGING DIRECTOR	2202699
DEGRAAF, JEFFREY SCOTT	CHIEF COMPLIANCE OFFICER	2202699
DUTTENHOFER, STEPHEN MATTHEW	GENERAL SECURITIES PRINCIPAL	2517485
VEGA, DOREEN LEMA	FINOP/ PFO /POO	5364084

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Gregory A. Zikos

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CREDIT SUISSE SECURITIES (USA) LLC

CREDIT SUISSE SECURITIES (USA) LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

UVEST FINANCIAL SERVICES GROUP, INC.

UVEST FINANCIAL SERVICES GROUP, INC.

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES INC.

LEHMAN BROTHERS INC.

LEHMAN BROTHERS INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/7/1998

Series 63

Date: 10/9/1998

SIE

Date: 1/22/2016

Series 3

Date: 11/2/1998

Series 7

Date: 10/5/1998

Current Firm

RENAISSANCE MACRO SECURITIES, LLC

Contact information

FINRA licenses (11 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

RENAISSANCE MACRO SECURITIES, LLC

TRUST BUT VERIFY

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