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GZ

Gregory A. Zikos

Some features on this profile are disabled
CRD#: 3120274
GZ

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Gregory A Zikos was a registered financial professional .

Gregory is a previously registered financial professional and started their career in finance in 1998. Gregory had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

December 8, 2014 - January 22, 2016

RENAISSANCE MACRO SECURITIES, LLC

BD
CRD#: 163927
San Francisco, CA
Past

May 15, 2012 - December 5, 2014

CREDIT SUISSE SECURITIES (USA) LLC

RIA
CRD#: 816
BOSTON, MA
Past

May 14, 2012 - December 5, 2014

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
BOSTON, MA
Past

July 5, 2011 - May 29, 2012

LPL FINANCIAL LLC

RIA
CRD#: 6413
ONTARIO, CA
Past

July 5, 2011 - May 29, 2012

LPL FINANCIAL LLC

BD
CRD#: 6413
ONTARIO, CA
Past

March 4, 2011 - July 5, 2011

UVEST FINANCIAL SERVICES GROUP, INC.

BD
CRD#: 13787
ONTARIO, CA
Past

March 2, 2011 - July 5, 2011

UVEST FINANCIAL SERVICES GROUP, INC.

RIA
CRD#: 13787
ONTARIO, CA
Past

October 1, 2008 - March 11, 2009

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
LOS ANGELES, CA
Past

May 18, 2007 - October 1, 2008

J.P. MORGAN SECURITIES INC.

BD
CRD#: 18718
LOS ANGELES, CA
Past

May 19, 2004 - March 8, 2007

LEHMAN BROTHERS INC.

RIA
CRD#: 7506
LOS ANGELES, CA
Past

October 15, 1998 - March 8, 2007

LEHMAN BROTHERS INC.

BD
CRD#: 7506
LOS ANGELES, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 12/7/1998
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 10/9/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 1/22/2016
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 11/2/1998
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 10/5/1998
General Securities Representative Examination

Current Firm

RM
RENAISSANCE MACRO SECURITIES, LLC
RENAISSANCE MACRO SECURITIES, LLC

CRD#: 163927 / SEC#: , 8-69079

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
9 Old King's Highway S 3rd Fl, Darien, CT 06820
Mailing Address
9 Old King's Highway S 3rd Fl, Darien, CT 06820
Phone number
(212) 537-8811
Established
Delaware since 07/26/2011
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (11 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
RENAISSANCE MACRO HOLDINGS, LLCMEMBER
DEGRAAF, JEFFREY SCOTTEXECUTIVE MANAGING DIRECTOR2202699
DEGRAAF, JEFFREY SCOTTCHIEF COMPLIANCE OFFICER2202699
DUTTENHOFER, STEPHEN MATTHEWGENERAL SECURITIES PRINCIPAL2517485
VEGA, DOREEN LEMAFINOP/ PFO /POO5364084

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

RENAISSANCE MACRO SECURITIES, LLC

CRD#: 163927

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