Donald L. Keener
Professional summary
Donald Lewis Keener is a registered financial professional currently at NATIONWIDE FUND DISTRIBUTORS LLC located in Columbus, Ohio.
Donald is registered as a RR (Registered Representative) and started their career in finance in 1999. Donald has worked at 9 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Donald Lewis Keener's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 20, 2019 - Present
NATIONWIDE FUND DISTRIBUTORS LLC
Office #1: One Nationwide Plaza 1-18-102, Columbus, OH 43215January 3, 2011 - March 6, 2019
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
January 18, 2007 - November 10, 2009
J.P. MORGAN INVESTMENT MANAGEMENT INC.
October 19, 2006 - January 3, 2011
JPMORGAN DISTRIBUTION SERVICES, INC.
January 12, 2006 - April 24, 2006
J.P. MORGAN INVESTMENT MANAGEMENT INC.
July 7, 2004 - December 31, 2005
JPMORGAN ASSET MANAGEMENT
August 12, 2002 - April 24, 2006
JPMORGAN DISTRIBUTION SERVICES, INC.
September 11, 2000 - August 1, 2002
HOWARD WEIL INCORPORATED
September 7, 1999 - October 9, 2000
BANC ONE SECURITIES CORPORATION
August 13, 1999 - September 1, 1999
IDS LIFE INSURANCE COMPANY
August 13, 1999 - September 1, 1999
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/20/2019)
Exams
FINRA
Current Firm
NATIONWIDE FUND DISTRIBUTORS LLC
CRD#: 25910 / SEC#: , 8-42135
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NFS DISTRIBUTORS INC. | OWNER | |
| BUTSON, HOLLY ANN | CHIEF COMPLIANCE OFFICER | 724115 |
| CUMMINGS, LELAND THOMAS | CHAIRMAN, DIRECTOR & PRESIDENT | 2523271 |
| GINNAN, STEVEN A. | MANAGER | 6984613 |
| HAWLEY, CRAIG ALAN | MANAGER | 4499105 |
| RIMES, STEPHEN RANDOLPH | VP, ASSOCIATE GENERAL COUNSEL AND ASSISTANT SECRETARY | 4138948 |
| ROSWELL, EWAN THEODORE | AVP, FINANCE CONTROLLERSHIP-NF AND FINOP | 3056545 |
Disclosures
| Regulatory Event | 1 |
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