Caleb A. Epstein
Professional summary
Caleb Adam Epstein, who also goes by Caleb Adam Epstein, is a registered financial professional currently at WALLEYE TRADING LLC located in New York, New York.
Caleb is registered as a RR (Registered Representative) and started their career in finance in 1998. Caleb has worked at 3 firms and has passed the Series 63, SIE, Series 57 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Caleb Adam Epstein's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 20, 2024 - Present
WALLEYE TRADING LLC
Office #1: 315 Park Ave S Floor 17 & 18, New York, NY 10010January 25, 2017 - May 23, 2023
VOLANT LIQUIDITY, LLC
December 7, 1998 - December 31, 2003
BANC OF AMERICA SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
BOX Exchange LLC
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
Nasdaq ISE, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
Current Firm
WALLEYE TRADING LLC
CRD#: 136196 / SEC#: , 8-66988
Contact information
Documents
Disclosures
| Regulatory Event | 14 |
Red Flags
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