Sam G. Cook

FORT ADVISORS

Fort Worth, TX 76109

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CRD#: 3119029

Professional summary

Sam Gene Cook is a registered financial advisor currently at FORT ADVISORS INC located in Fort Worth, Texas.

Sam is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Sam has worked at 3 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

REGENCY WEALTH ADVISORS Non-Investment related 5049 Edwards Ranch Road, Fort Worth, TX 76109 SELLING LIFE, HEALTH INSURANCE AND FIXED ANNUITIES. PRESIDENT 01/2016 60 HOURS PER MONTH 60 HOURS PER MONTH DURING TRADING HOURS SELLING LIFE, HEALTH INSURANCE AND FIXED ANNUITIES. NOT-INVESTMENT RELATED

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sam Gene Cook's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 8, 2022 - Present

FORT ADVISORS INC

Office #1: 4200 Hulen Street Suite 620, Fort Worth, TX 76109

RIA

CRD#: 299243

Fort Worth, TX

Past

November 15, 2016 - September 7, 2022

ALPHASTAR CAPITAL MANAGEMENT

RIA

CRD#: 157423

Fort Worth, TX

Past

February 10, 2016 - November 11, 2016

VIRTUE CAPITAL MANAGEMENT, LLC

RIA

CRD#: 167816

Forth Worth, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FORT ADVISORS INC

FORT ADVISORS | FORT WEALTH MANAGEMENT | FORT ADVISORS INC

CRD#: 299243 / SEC#: 801-128317

RIA

Registered Investment Advisory firm - (7/13/2023 Approved)

Texas

Registered Investment Advisory firm - (9/28/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(9/8/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/25/2016

Uniform Investment Adviser Law Examination

Current Firm

FORT ADVISORS INC

FORT ADVISORS | FORT WEALTH MANAGEMENT | FORT ADVISORS INC

CRD#: 299243 / SEC#: 801-128317

RIA

Registered Investment Advisory firm - (7/13/2023 Approved)

Texas

Registered Investment Advisory firm - (9/28/2023 Terminated)

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Contact information

Main Address

7701 San Felipe Blvd. Suite 100, Austin, TX 78729

Mailing Address

Phone number

(512) 433-6492

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A-FORT ADVISORS (4/21/2025)

Regulatory assets under management

Total Number of Accounts	687
AUM (Assets Under Management)	$ 127,647,986

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Sam G. Cook

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sam Gene Cook's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORT ADVISORS INC

ALPHASTAR CAPITAL MANAGEMENT

VIRTUE CAPITAL MANAGEMENT, LLC

Primary Firm SEC Registration

FORT ADVISORS INC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/25/2016

Current Firm

FORT ADVISORS INC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FORT ADVISORS INC

TRUST BUT VERIFY

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