Diboo A. Daniel
Professional summary
Diboo Alex Daniel, who also goes by Alex Daniel, D. Alex Daniel, Diboo A. Daniel, Diboo Alex Daniel, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Lewes, Delaware and FIDELITY BROKERAGE SERVICES LLC located in Exton, Pennsylvania.
Diboo is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Diboo has worked at 14 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Biography
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Diboo Alex Daniel's CRS (Customer Relationship Summary).
Certified licenses
Education
Drexel University
Bachelor of Science (BS) - Political Science
1998
Experience
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 300 Main Street, Exton, PA 19341April 20, 2022 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 300 Main Street, Exton, PA 19341May 3, 2022 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
September 16, 2020 - May 18, 2021
CHARLES SCHWAB & CO., INC.
September 16, 2020 - May 18, 2021
CHARLES SCHWAB & CO., INC.
June 8, 2020 - August 14, 2020
USAA INVESTMENT SERVICES COMPANY
June 17, 2019 - July 30, 2020
USAA INVESTMENT SERVICES COMPANY
June 17, 2019 - June 8, 2020
USAA FINANCIAL ADVISORS, INC.
October 16, 2018 - May 14, 2019
LPL FINANCIAL LLC
October 15, 2018 - May 14, 2019
LPL FINANCIAL LLC
July 26, 2018 - October 16, 2018
MORGAN STANLEY
July 26, 2018 - October 16, 2018
MORGAN STANLEY
July 17, 2017 - January 23, 2018
VAL VISTA CAPITAL MANAGEMENT, LLC
May 12, 2017 - January 16, 2018
KALOS CAPITAL, INC.
June 30, 2016 - May 1, 2017
CITIZENS SECURITIES, INC.
June 30, 2016 - May 1, 2017
CITIZENS SECURITIES, INC.
September 9, 2013 - July 5, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 28, 2013 - July 5, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 26, 2012 - March 21, 2013
DINOSAUR FINANCIAL GROUP, L.L.C
October 21, 2011 - April 4, 2012
CETERA WEALTH SERVICES, LLC
Primary Firm SEC Registration
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/19/2022)
(9/2/2022)
(4/22/2022)
(10/14/2025)
(5/20/2024)
(10/21/2022)
(9/2/2025)
(7/11/2023)
(5/20/2024)
(4/22/2022)
(4/22/2022)
(3/1/2024)
(10/2/2024)
(4/20/2022)
(3/31/2025)
(5/20/2024)
(4/25/2022)
(3/31/2025)
(7/19/2024)
Exams
FINRA
New York Stock Exchange
Current Firm
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
