Lawrence A. Kreindel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lawrence Andrew Kreindel, who also goes by Larry Kreindel, was a registered financial professional .
Lawrence is a previously registered financial professional and started their career in finance in 1998. Lawrence had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2019 - December 31, 2022
POLAR INVESTMENT COUNSEL, INC.
August 24, 2016 - December 31, 2018
BFC PLANNING, INC.
January 3, 2008 - December 31, 2018
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
May 17, 2000 - December 31, 2007
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
April 27, 2000 - December 31, 2018
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
July 12, 1999 - March 1, 2000
RBC CAPITAL MARKETS, LLC
October 26, 1998 - June 28, 1999
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
POLAR INVESTMENT COUNSEL, INC.
CRD#: 42847 / SEC#: 801-64516, 8-50039
Contact information
FINRA licenses (24 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
