JA
Jonathan Allen
ALDEN INVESTMENT GROUP
Doylestown, PA 18901
Some features on this profile are disabled
CRD#: 3118339
JA
Professional summary
Jonathan Allen is a registered financial advisor currently at ALDEN INVESTMENT GROUP located in Doylestown, Pennsylvania and J. ALDEN ASSOCIATES, INC. located in Wayne, Pennsylvania.
Jonathan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Jonathan has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
POA FOR FATHER, INVESTMENT RELATED, DOYLESTOWN, PA, START 7/07 AIRCRAFT SQUARE CLUB, INV RELATED, DOYLESTOWN, PA, TREASURER, START 2/7/2017, 2 HOURS PER MONTH, ZERO DURING TRADING, SOCIAL CLUB. ALLEN FAMILY PARTNERSHIP, INV RELATED, LINCOLN, MT, 33% OWNERSHIP, START 12/9/1996, 2 HOURS PER MONTH, .15 HOURS DURING TRADING, FAMILY INVESTMENTS.
CRS (Client Relationship Summary) - RIA
Click below to view Jonathan Allen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 24, 2024 - Present
ALDEN INVESTMENT GROUP
Office #1: 43 South Main Street, Doylestown, PA 18901RIA
CRD#: 317077
Doylestown, PA
Current
May 24, 2024 - Present
J. ALDEN ASSOCIATES, INC.
Office #1: 37 West Ave Suite 301, Wayne, PA 19087BD
CRD#: 40002
Wayne, PA
Past
November 12, 1999 - May 29, 2024
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
DOYLESTOWN, PA
Past
October 1, 1999 - May 29, 2024
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
DOYLESTOWN, PA
Past
September 29, 1998 - October 1, 1999
FIRST UNION CAPITAL MARKETS CORP.
BD
CRD#: 6124
CHARLOTTE, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AI
ALDEN INVESTMENT GROUP
ALDEN INVESTMENT ADVISORS | PATHWAYS RETIREMENT ADVISORS | NORTH PARK | MONUMENTAL INVESTMENTS | HALLTHORN ADVISORY SERVICES | GIPSON - FITZPATRICK INVESTMENT MANAGEMENT | COVE WEALTH PARTNERS | COURSEMARK | ALDEN INVESTMENT GROUP | ALDEN INVESTMENT ADVISORS, LLC
CRD#: 317077 / SEC#: 801-122688
RIA
Registered Investment Advisory firm - (11/12/2021 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Alaska(6/4/2024)
RR
Arizona(5/24/2024)
RR
California(5/24/2024)
RR
Colorado(5/24/2024)
RR
Connecticut(5/24/2024)
RR
Delaware(6/18/2024)
RR
Florida(6/18/2024)
RR
Georgia(5/24/2024)
IAR
Georgia(7/10/2025)
RR
Illinois(5/24/2024)
RR
Maine(5/24/2024)
RR
Maryland(5/24/2024)
RR
Massachusetts(5/24/2024)
RR
Michigan(5/24/2024)
RR
Montana(5/24/2024)
RR
Nebraska(5/24/2024)
RR
New Jersey(5/24/2024)
RR
New York(5/24/2024)
RR
Ohio(5/24/2024)
RR
Oklahoma(5/24/2024)
RR
Oregon(5/24/2024)
RR
Pennsylvania(5/24/2024)
IAR
Pennsylvania(5/24/2024)
RR
Rhode Island(5/24/2024)
RR
South Carolina(5/24/2024)
RR
Tennessee(5/24/2024)
RR
Texas(5/24/2024)
IAR
Texas(5/24/2024)
RR
Vermont(5/24/2024)
RR
Virginia(5/24/2024)
RR
Washington(5/24/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AI
ALDEN INVESTMENT GROUP
ALDEN INVESTMENT ADVISORS | PATHWAYS RETIREMENT ADVISORS | NORTH PARK | MONUMENTAL INVESTMENTS | HALLTHORN ADVISORY SERVICES | GIPSON - FITZPATRICK INVESTMENT MANAGEMENT | COVE WEALTH PARTNERS | COURSEMARK | ALDEN INVESTMENT GROUP | ALDEN INVESTMENT ADVISORS, LLC
CRD#: 317077 / SEC#: 801-122688
RIA
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Contact information
Main Address
37 West Avenue Suite 301, Wayne, PA 19087-3226
Mailing Address
Phone number
(215) 572-8700
Established
Firm type
Fiscal year end
# of Employees
45
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 978 |
| AUM (Assets Under Management) | $ 319,233,679 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
