James J. Millington

LANDMARK WEALTH MANAGEMENT

Melville, NY 11747

Some features on this profile are disabled

CRD#: 3118122

Professional summary

James Julian Millington, CFP® is a registered financial advisor currently at LANDMARK WEALTH MANAGEMENT, LLC located in Melville, New York.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. James has worked at 7 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Julian Millington's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2003

Experience

Current

March 18, 2021 - Present

LANDMARK WEALTH MANAGEMENT, LLC

Office #1: 95 Broadhollow Road, Suite 102, Melville, NY 11747

RIA

CRD#: 158693

Melville, NY

Past

August 30, 2018 - March 12, 2021

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

LAKE GROVE, NY

Past

November 12, 2010 - March 8, 2021

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

LAKE GROVE, NY

Past

January 31, 2008 - October 18, 2010

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

AMITYVILLE, NY

Past

January 31, 2008 - October 18, 2010

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

AMITYVILLE, NY

Past

March 17, 2006 - December 7, 2007

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

GREAT NECK, NY

Past

October 22, 2004 - October 17, 2005

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

June 28, 1999 - February 27, 2004

TD AMERITRADE, INC.

CRD#: 7870

OMAHA, NE

Past

October 29, 1998 - April 21, 1999

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LANDMARK WEALTH MANAGEMENT, LLC

CRD#: 158693 / SEC#: 801-80788

RIA

Registered Investment Advisory firm - (1/2/2015 Approved)

New York

Registered Investment Advisory firm - (1/7/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(3/3/2022)

IAR

New York
(3/18/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/6/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/21/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 12/2/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/28/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 6/19/2002

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 6/19/2002

General Securities Sales Supervisor - Options Module Examination

Current Firm

LANDMARK WEALTH MANAGEMENT, LLC

CRD#: 158693 / SEC#: 801-80788

RIA

Registered Investment Advisory firm - (1/2/2015 Approved)

New York

Registered Investment Advisory firm - (1/7/2015 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

95 Broadhollow Road, Suite 102, Melville, NY 11747

Mailing Address

Phone number

(888) 342-6436

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (7/3/2025)

Regulatory assets under management

Total Number of Accounts	787
AUM (Assets Under Management)	$ 310,516,586

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Subhrajit Goon

AIMCDONNAUGH & CO. INC.

IAR

Berkeley heights, NJ

Randy Brickman

PARK AVENUE SECURITIES LLC

IAR

NORTH WOODMERE, NY

Jason Gilbert

RGA INVESTMENT ADVISORS, LLC

IAR

Great Neck, NY

We're Here To Help

Advisor Monitoring

Firm Stability Insights

James J. Millington

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Julian Millington's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIDELITY PERSONAL AND WORKPLACE ADVISORS

FIDELITY BROKERAGE SERVICES LLC

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

TD AMERITRADE, INC.

PRUDENTIAL EQUITY GROUP, LLC

Primary Firm SEC Registration

LANDMARK WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/6/2008

Series 63

Date: 12/21/1998

Series 7TO

Date: 12/2/2022

SIE

Date: 10/1/2018

Series 7

Date: 10/28/1998

Series 10

Date: 6/19/2002

Series 9

Date: 6/19/2002

Current Firm

LANDMARK WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LANDMARK WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors