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Tosin Osunsanya

TAPP ENGINE SECURITIES
QUINCY, MA
·CRD# 3117458·28 years experience

Professional Summary

Tosin Osunsanya is a registered financial advisor currently at TAPP ENGINE SECURITIES located in Quincy, Massachusetts. Tosin is registered as a RR (Registered Representative) and started their career in finance in 1998. Tosin has worked at 6 firms and has passed the Series 63, Series 3, Series 55, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

28 years in the financial services industry

Current & Past Employments

TAPP ENGINE SECURITIES·CRD# 314806
BD
1. 1400 Hancock St. 6th Floor, Quincy, MA 021692. 1400 Hancock St. 6th Floor, Quincy, MA 02169
March 23, 2022 - Present
LIME TRADING CORP·CRD# 11826
BD
New York, NY
March 14, 2011 - December 1, 2015
FINACORP SECURITIES·CRD# 41569
BD
Boston, MA
October 31, 2008 - April 27, 2010
FIREFLY CAPITAL, INC.·CRD# 113312
BD
Boston, MA
November 15, 2001 - October 29, 2008
INVESTIN SECURITIES CORP.·CRD# 39295
BD
Dallas, TX
October 13, 1999 - December 6, 2001
KIMBALL & CROSS INVESTMENT MANAGEMENT CORP.·CRD# 2438
BD
Boston, MA
September 24, 1998 - November 19, 1999

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Current Firm

TE
TAPP ENGINE SECURITIES

TAPP ENGINE SECURITIES | TAPP ENGINE SECURITIES, LLC

CRD#: 314806 / SEC#: 8-70723
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

1400 Hancock St. 6th Floor, Quincy, MA 02169

Mailing Address

1400 Hancock St. 6th Floor, Quincy, MA 02169

Phone Number

(617) 221-6545

Established

Delaware since 06/17/2020

Firm Type

Limited Liability Company

Fiscal Year End

June

Firm Size

Small

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
TAPP ENGINE, INC.PARENT COMPANY—
HOCKADAY, SHAWN PIERRECOO, POO2882891
OSUNSANYA, TOSINCEO3117458
PETERS, ROBERT WILLIAMFINOP, PFO1704577
WISHNIVETSKI, ELICCO4424907

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Arizona
(4/3/2024)
RR
Florida
(7/29/2024)
RR
Idaho
(3/25/2024)
RR
Indiana
(3/14/2025)
RR
Massachusetts
(1/30/2023)
RR
Michigan
(5/6/2024)
RR
Minnesota
(4/23/2024)
RR
New Hampshire
(5/7/2024)
RR
North Dakota
(3/24/2025)
RR
Pennsylvania
(4/1/2024)
RR
South Dakota
(1/23/2026)
RR
Texas
(2/21/2023)
RR
Washington
(3/28/2024)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 2022About the Series 63 exam

Series 3 — National Commodity Futures Examination

Passed Nov 2007About the Series 3 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Aug 2001

Series 7 — General Securities Representative Examination

Passed Sep 1998About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Sep 2001About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Tosin Osunsanya's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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TO
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