Bart A. Leohner
Professional summary
Bart Anthony Robert Leohner, who also goes by Bart Anthony Robert Leohner, is a registered financial professional currently at B. RILEY SECURITIES, INC. located in New York, New York.
Bart is registered as a RR (Registered Representative) and started their career in finance in 1999. Bart has worked at 2 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Bart Anthony Robert Leohner's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 19, 2018 - Present
B. RILEY SECURITIES, INC.
Office #1: 299 Park Avenue 21st Floor, New York, NY 10171July 23, 1999 - November 3, 2017
CANTOR FITZGERALD & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/21/2019)
(7/19/2018)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 6/6/2000
Limited Representative-Equity Trader ExamFINRA
Nasdaq Stock Market
Current Firm
B. RILEY SECURITIES, INC.
CRD#: 25027 / SEC#: , 8-41426
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 12 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
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