Adam C. Dean
Professional summary
Adam Charles Dean, who also goes by Adam Charles Dean, is a registered financial professional currently at STONEHAVEN, LLC located in New York, New York.
Adam is registered as a RR (Registered Representative) and started their career in finance in 1999. Adam has worked at 5 firms and has passed the Series 63, Series 65, Series 82TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Adam Charles Dean's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 15, 2025 - Present
STONEHAVEN, LLC
Office #1: 600 Fifth Avenue Second Floor, New York, NY 10020October 28, 2011 - December 31, 2012
ARBORETUM ASSET MANAGEMENT, INC.
February 27, 2003 - May 31, 2011
SVB ASSET MANAGEMENT
January 30, 2003 - May 31, 2011
SVB SECURITIES, A NON-BANK AFFILIATE OF SILICON VALLEY BANK
September 30, 1999 - January 23, 2001
WELLS FARGO SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/30/2025)
(5/30/2025)
Exams
Series 82TO
Date: 5/15/2025
Limited Representative-Private Securities OfferingsFINRA
Current Firm
STONEHAVEN, LLC
CRD#: 118913 / SEC#: , 8-53699
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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