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JK

Jennifer L. Kane

KESTRA ADVISORY SERVICES
Weston, VT
Some features on this profile are disabled
CRD#: 3117004
JK

Professional summary

Jennifer Lynn Kane, who also goes by Jen Kane Paterson, Jennifer Lynn Piper, Jennifer Lynn White, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Weston, Vermont and KESTRA INVESTMENT SERVICES, LLC located in New Canaan, Connecticut.

Jennifer is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Jennifer has worked at 9 firms and has passed the Series 63, Series 65, Series 7TO, SIE, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Jen Kane Paterson | Jennifer Lynn Piper | Jennifer Lynn White

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jennifer Lynn Kane's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 6, 2021 - Present

KESTRA ADVISORY SERVICES, LLC

Office #2: 84 Business Park Dr. Suite 304, Armonk, NY 10504
RIA
CRD#: 283330
Weston, VT
Current

January 14, 2021 - Present

KESTRA INVESTMENT SERVICES, LLC

Office #1: 140 Elm St, New Canaan, CT 06840Office #2: 84 Business Park Dr. Suite 304, Armonk, NY 10504
BD
CRD#: 42046
New Canaan, CT
Past

June 8, 2012 - October 24, 2012

SSR LLC

BD
CRD#: 151448
STAMFORD, CT
Past

April 24, 2009 - April 25, 2012

HEDGEYE RISK MANAGEMENT, LLC

RIA
CRD#: 147272
NEW HAVEN, CT
Past

March 18, 2008 - September 24, 2008

HAPOALIM SECURITIES USA, INC.

BD
CRD#: 266
NEW YORK, NY
Past

December 1, 2004 - February 25, 2008

BANC OF AMERICA SECURITIES LLC

BD
CRD#: 26091
NEW YORK, NY
Past

July 26, 2001 - February 10, 2003

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
NEW YORK, NY
Past

May 23, 2000 - July 2, 2001

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
NEW YORK, NY
Past

November 23, 1999 - May 31, 2000

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA
Registered Investment Advisory firm - (12/31/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(4/6/2021)
IAR
Connecticut
(4/6/2021)
RR
Hawaii
(11/13/2023)
RR
Maryland
(5/14/2026)
RR
Massachusetts
(4/26/2021)
RR
New York
(4/6/2021)
IAR
New York
(4/6/2021)
RR
Vermont
(6/10/2024)
IAR
Vermont
(6/10/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 3/19/2021
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 3/11/2021
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/14/2021
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 9/23/2020
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 12/1/1999
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 11/22/1999
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA
Registered Investment Advisory firm - (12/31/1998 Approved)
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Contact information

Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

KESTRA ADVISORY SERVICES, LLC BROCHURE (RETAIL CLIENTS) (11/24/2025)
KESTRA ADVISORY SERVICES, LLC BROCHURE (WRAP FEE PROGRAM) (11/24/2025)
KESTRA ADVISORY SERVICES, LLC BROCHURE (PLAN CLIENTS) (11/24/2025)

Regulatory assets under management

Total Number of Accounts155,482
AUM (Assets Under Management)$ 60,174,309,829

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
12/01/2025
Cover Page
Report
12/23/2024
Cover Page
Report
10/20/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

KESTRA ADVISORY SERVICES, LLC

CRD#: 283330Weston, VT

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