JK
Jennifer L. Kane
KESTRA ADVISORY SERVICES
Valhalla, NY 10595
Some features on this profile are disabled
CRD#: 3117004
JK
Professional summary
Jennifer Lynn Kane, who also goes by Jen Kane Paterson, Jennifer Lynn Piper, Jennifer Lynn White, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Valhalla, New York and KESTRA INVESTMENT SERVICES, LLC located in Valhalla, New York.
Jennifer is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Jennifer has worked at 9 firms and has passed the Series 63, Series 65, Series 7TO, SIE, Series 3 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jen Kane Paterson | Jennifer Lynn Piper | Jennifer Lynn White
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Westchester Benefit Group aka Waterway Wealth Advisors Investment Related: Yes Address: 500 Summit Lake Drive Valhalla NY 10595 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Registered Field Assistant; Insurance Position, Title or Relationship: Field Assistant to start Start Date: 11/15/2020 Hours per month: 81% - 90% (129 - 144 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Sell insurance, help on financial planning biz after licensed Business Name: Waterway Wealth Advisors Investment Related: Yes Address: 25 Whiffle Tree Lane New Canaan CT 06840 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name Position, Title or Relationship: Director of Wealth Management Start Date: 5/4/2021 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Independent investment advisor and client fiduciary. Financial planning, wealth management and investment advisory, insurance, divorce financial advisory, estate planning. Business Name: KESTRA ADVISORY SERVICES POSITION: Advisor NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 120 START DATE: 01/01/2021 ADDRESS: 25 Whiffle Tree Lane, New Canaan CT 06840, United States DESCRIPTION: New business acquisition and advisory Business Name: JENNIFER KANE-VRBO AND AIRBNB POSITION: I own the house NATURE: Real Estate INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2022 ADDRESS: 15 Ardis Lane, Landgrove VT 05148, United States DESCRIPTION: Paying maintenance and mortgage on the house
CRS (Client Relationship Summary) - RIA
Click below to view Jennifer Lynn Kane's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 6, 2021 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 500 Summit Lake Drive Ste 120, Valhalla, NY 10595RIA
CRD#: 283330
Valhalla, NY
Current
January 14, 2021 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 500 Summit Lake Dr. Ste. 120, Valhalla, NY 10595Office #2: 140 Elm St, New Canaan, CT 06840BD
CRD#: 42046
VALHALLA, NY
Past
June 8, 2012 - October 24, 2012
SSR LLC
BD
CRD#: 151448
STAMFORD, CT
Past
April 24, 2009 - April 25, 2012
HEDGEYE RISK MANAGEMENT, LLC
RIA
CRD#: 147272
NEW HAVEN, CT
Past
March 18, 2008 - September 24, 2008
HAPOALIM SECURITIES USA, INC.
BD
CRD#: 266
NEW YORK, NY
Past
December 1, 2004 - February 25, 2008
BANC OF AMERICA SECURITIES LLC
BD
CRD#: 26091
NEW YORK, NY
Past
July 26, 2001 - February 10, 2003
GOLDMAN SACHS & CO. LLC
BD
CRD#: 361
NEW YORK, NY
Past
May 23, 2000 - July 2, 2001
CREDIT SUISSE SECURITIES (USA) LLC
BD
CRD#: 816
NEW YORK, NY
Past
November 23, 1999 - May 31, 2000
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Connecticut(4/6/2021)
IAR
Connecticut(4/6/2021)
RR
Hawaii(11/13/2023)
RR
Massachusetts(4/26/2021)
RR
New York(4/6/2021)
IAR
New York(4/6/2021)
RR
Vermont(6/10/2024)
IAR
Vermont(6/10/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/14/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
