Gopal Garuda
Professional Summary
Gopal Garuda, who also goes by Garuda Gopal, Gopal Rao, is a registered financial advisor currently at INTE SECURITIES LLC located in Boca Raton, Florida. Gopal is registered as a RR (Registered Representative) and started their career in finance in 1998. Gopal has worked at 5 firms and has passed the Series 63, Series 79TO, SIE, Series 55, Series 3, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Garuda Gopal, Gopal Rao
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
28 years in the financial services industry
Current & Past Employments
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Current Firm
EQUINOX SECURITIES, LLC | TRUMP SECURITIES, LLC | INTE SECURITIES LLC
Contact Information
Main Address
7000 W Palmetto Park Road Suite 503, Boca Raton, FL 33433Mailing Address
7000 W Palmetto Park Road Suite 503, Boca Raton, FL 33433Phone Number
(212) 897-1694Established
Florida since 08/14/2018Firm Type
Limited Liability CompanyFiscal Year End
JuneFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(1/7/2025)
(6/30/2016)
(4/9/2019)
(6/30/2016)
(6/30/2016)
(6/30/2016)
(5/7/2025)
(6/30/2016)
(12/18/2023)
(6/30/2016)
(5/7/2025)
(10/20/2020)
(12/18/2023)
(1/14/2021)
(1/7/2025)
(6/30/2016)
(1/7/2025)
(2/7/2023)
(2/3/2017)
(5/1/2020)
(6/30/2016)
(11/13/2023)
(2/7/2023)
(6/30/2016)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 55 — Limited Representative-Equity Trader Exam
Passed Jan 2000SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Gopal Garuda's CRS (Customer Relationship Summary).
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