Gopal Garuda
Professional summary
Gopal Garuda, who also goes by Garuda Gopal, Gopal Rao, is a registered financial professional currently at INTE SECURITIES LLC located in Boca Raton, Florida.
Gopal is registered as a RR (Registered Representative) and started their career in finance in 1998. Gopal has worked at 5 firms and has passed the Series 63, Series 79TO, SIE, Series 55, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gopal Garuda's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 30, 2016 - Present
INTE SECURITIES LLC
Office #1: 7000 W Palmetto Park Road Suite 503, Boca Raton, FL 33433Office #2: 42 Broadway, Suite 12-128, New York, NY 10004June 25, 2014 - July 31, 2015
TELSEY ADVISORY GROUP LLC
January 18, 2013 - May 20, 2014
FURTHER LANE SECURITIES, L.P.
October 29, 2009 - January 31, 2013
CITADEL SECURITIES LLC
October 20, 1998 - March 30, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/7/2025)
(6/30/2016)
(4/9/2019)
(6/30/2016)
(6/30/2016)
(6/30/2016)
(5/7/2025)
(6/30/2016)
(12/18/2023)
(6/30/2016)
(5/7/2025)
(10/20/2020)
(12/18/2023)
(1/14/2021)
(1/7/2025)
(6/30/2016)
(1/7/2025)
(2/7/2023)
(2/3/2017)
(5/1/2020)
(6/30/2016)
(11/13/2023)
(2/7/2023)
(6/30/2016)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 55
Date: 1/19/2000
Limited Representative-Equity Trader ExamFINRA
Current Firm
INTE SECURITIES LLC
CRD#: 47107 / SEC#: , 8-51667
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 1 |
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Company Information
INTE SECURITIES LLC
CRD#: 47107Boca Raton, FL 33433TRUST BUT VERIFY
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