David Robert Dunn
Professional Summary
David Robert Dunn, who also goes by Dave Dunn, David Dunn, is a registered financial advisor currently at SHOT TOWER SECURITIES LLC located in Baltimore, Maryland. David is registered as a RR (Registered Representative) and started their career in finance in 1998. David has worked at 6 firms and has passed the Series 63, Series 79TO, SIE, Series 7, Series 62, Series 14 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Dave Dunn, David Dunn
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
28 years in the financial services industry
Current & Past Employments
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Current Firm
SHOT TOWER SECURITIES LLC
Contact Information
Main Address
Village Of Cross Keys 1 Village Square 5100 Falls Road, Suite 157, Baltimore, MD, 21210Mailing Address
Village Of Cross Keys 1 Village Square 5100 Falls Road, Suite 157, Baltimore, MD, 21210Phone Number
(410) 376-7900Established
Delaware since 09/26/2013Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (4 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(7/3/2014)
(6/16/2014)
(7/7/2014)
(9/3/2019)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 62 — Corporate Securities Limited Representative Examination
Passed Sep 1998SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view David Robert Dunn's CRS (Customer Relationship Summary).
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