Brandon A. Pacheco
Professional summary
Brandon Anthony Pacheco is a registered financial professional currently at TCG CAPITAL MARKETS L.L.C. located in New York, New York.
Brandon is registered as a RR (Registered Representative) and started their career in finance in 1999. Brandon has worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brandon Anthony Pacheco's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 12, 2025 - Present
TCG CAPITAL MARKETS L.L.C.
Office #1: 1 Vanderbilt Avenue Suite 3400, New York, NY 10017September 26, 2023 - November 6, 2024
FORESIDE FUND SERVICES, LLC
April 24, 2023 - August 29, 2023
ATHENE SECURITIES, LLC
January 9, 2012 - August 25, 2023
GRIFFIN CAPITAL SECURITIES, LLC
February 1, 2011 - January 6, 2012
GRUBB & ELLIS CAPITAL CORPORATION
January 26, 2010 - August 9, 2011
GRUBB & ELLIS SECURITIES, INC.
June 3, 2009 - January 22, 2010
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
August 5, 2003 - May 15, 2009
COREBRIDGE CAPITAL SERVICES, INC.
September 5, 2000 - April 8, 2003
COREBRIDGE CAPITAL SERVICES, INC.
December 17, 1999 - July 13, 2000
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/12/2025)
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(7/11/2025)
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Exams
FINRA
Current Firm
TCG CAPITAL MARKETS L.L.C.
CRD#: 291767 / SEC#: , 8-70061
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CARLYLE INVESTMENT MANAGEMENT, L.L.C. | MEMBER | |
| KRZAK, ALEXANDER JACOB | PRINCIPAL OPERATIONS OFFICER | 6349160 |
| LEFKOWITZ, JOSHUA ADAM | OFFICER | 7216783 |
| LOWENTHAL, MITCHELL NEAL | CO-CHIEF COMPLIANCE OFFICER | 6939241 |
| PLOUFFE, JUSTIN | CEO | 6223477 |
| QIAN, LIANGSHUN | CO-CHIEF COMPLIANCE OFFICER | 7247412 |
| RIORDAN, TIFFANY | FINOP, CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER | 6313437 |
Red Flags
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