Matthew G. Harris

WHITAKER-MYERS WEALTH MANAGERS, LTD.

Mansfield, OH 44907

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CRD#: 3116683

Professional summary

Matthew Gerald Harris, who also goes by Bubba Harris, is a registered financial advisor currently at WHITAKER-MYERS WEALTH MANAGERS, LTD. located in Mansfield, Ohio and M. S. HOWELLS & CO. located in Ashland, Ohio.

Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Matthew has worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 62 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bubba Harris

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) MAY 2014; WHITAKER-MYERS WEALTH MANAGERS, WOOSTER, OH; INVESTMENT RELATED; REGISTERED INVESTMENT ADVISOR; ADVISOR/PART OWNER; DEVOTE 160 HRS/MONTH, 100 HRS/MONTH DURING MARKET HOURS 2) JUNE 2014; WHITAKER-MYERS BENEFIT PLANS, ASHLAND, OH; INVESTMENT RELATED; INSURANCE SALES; LICENSED AGENT; DEVOTE 16 HRS/MONTH, 1O HRS/MONTH DURING MARKET HOURS. 3) MAY 2013; WHITAKER-MYERS BENEFIT PLANS, ASHLAND, OH; NON-VARIABLE INSURANCE; AGENT; SELL INSURANCE PRODUCTS; DEVOTE 16 HRS/MONTH, 10 HOURS/MONTH DURING MARKET HOURS. 4) SEPT 2008; TRIFECTA TICKETS, LLC, ASHLAND, OH; NON INVESTMENT RELATED, MARKETING AND ADMINISTRATING A TICKET SALES WEBSITE; CFO; PAY BILLS, HANDLE FINANCIALS; DEVOTE 1 HR/MONTH DURING NON MARKET HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Gerald Harris's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 3, 2017 - Present

WHITAKER-MYERS WEALTH MANAGERS, LTD.

Office #1: 1485 Lexington Ave., Mansfield, OH 44907

RIA

CRD#: 286093

Mansfield, OH

Current

March 3, 2017 - Present

M. S. HOWELLS & CO.

Office #1: 20 East Main Street, Ashland, OH 44805

CRD#: 104100

Ashland, OH

Past

June 17, 2014 - March 8, 2017

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

ASHLAND, OH

Past

June 11, 2014 - March 8, 2017

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ASHLAND, OH

Past

May 17, 2013 - May 16, 2014

OSAIC SERVICES, INC.

CRD#: 133763

BRUNSWICK, OH

Past

May 9, 2013 - May 16, 2014

OSAIC SERVICES, INC.

RIA

CRD#: 133763

BRUNSWICK, OH

Past

February 2, 2010 - May 13, 2011

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

MANSFIELD, OH

Past

September 8, 1998 - May 13, 2011

MML INVESTORS SERVICES, LLC

CRD#: 10409

MANSFIELD, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WHITAKER-MYERS WEALTH MANAGERS, LTD.

WHITAKER-MYERS GROUP | WHITAKER-MYERS WEALTH MANAGERS, LTD.

CRD#: 286093 / SEC#: 801-118404

RIA

Registered Investment Advisory firm - (4/9/2020 Approved)

Ohio

Registered Investment Advisory firm - (4/14/2020 Terminated)

Texas

Registered Investment Advisory firm - (4/13/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(3/8/2021)

Ohio
(3/3/2017)

IAR

Ohio
(3/3/2017)

IAR

Texas
(7/26/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 2/10/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/23/2014

General Securities Representative Examination

General Industry/Product Exam

Series 62

Date: 7/26/2010

Corporate Securities Limited Representative Examination

General Industry/Product Exam

Series 6

Date: 9/3/1998

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

WHITAKER-MYERS WEALTH MANAGERS, LTD.

WHITAKER-MYERS GROUP | WHITAKER-MYERS WEALTH MANAGERS, LTD.

CRD#: 286093 / SEC#: 801-118404

RIA

Registered Investment Advisory firm - (4/9/2020 Approved)

Ohio

Registered Investment Advisory firm - (4/14/2020 Terminated)

Texas

Registered Investment Advisory firm - (4/13/2020 Terminated)

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Contact information

Main Address

1485 Lexington Ave., Mansfield, OH 44907

Mailing Address

Phone number

(330) 345-5000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (34 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A-WHITAKER-MYERS WEALTH MANAGERS, LTD. (11/13/2025)

Regulatory assets under management

Total Number of Accounts	8,041
AUM (Assets Under Management)	$ 713,124,591

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Matthew G. Harris

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Gerald Harris's CRS (Customer Relationship Summary).

Certified licenses

Experience

M. S. HOWELLS & CO.

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

OSAIC SERVICES, INC.

OSAIC SERVICES, INC.

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

Primary Firm SEC Registration

WHITAKER-MYERS WEALTH MANAGERS, LTD.

State Registrations and Notice Filings

Exams

Series 63

Date: 2/10/1999

SIE

Date: 10/1/2018

Series 7

Date: 9/23/2014

Series 62

Date: 7/26/2010

Series 6

Date: 9/3/1998

FINRA

Nasdaq Stock Market

Current Firm

WHITAKER-MYERS WEALTH MANAGERS, LTD.

Contact information

SEC notice filing (34 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WHITAKER-MYERS WEALTH MANAGERS, LTD.

TRUST BUT VERIFY

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