Laurence E. Lof

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CRD#: 311668

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Laurence Edward Lof, CFP®, who also goes by Larry Lof, was a registered financial professional .

Laurence is a previously registered financial professional and started their career in finance in 1971. Laurence had worked at 10 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 31, Series 1 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Larry Lof

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/22/2025 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Name: LAURENCE LOF FINANCIAL ADVISORS, LLC POSITION: President NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 5 SECURITIES TRADING HOURS: 3 START DATE: 08/01/1973 ADDRESS: 4757 East Camp Lowell Drive, Tucson AZ 85712-1256, United States DESCRIPTION: Selling, marketing insurance. Name: LOF LLC POSITION: Owner NATURE: Real Estate INVESTMENT RELATED: Yes # OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 01/22/2001 ADDRESS: 4757 East Camp Lowell Drive, Tucson AZ 85712-1256, United States DESCRIPTION: Maintain property Name: KDI WEALTH MANAGEMENT POSITION: Independent Registered Rep. NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 140 START DATE: 09/22/2025 ADDRESS: 4757 East Camp Lowell Drive, Tucson AZ 85712-1256, United States DESCRIPTION: Financial planning and investing for my clients

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1989

Experience

Past

September 22, 2025 - December 19, 2025

KESTRA ADVISORY SERVICES, LLC

RIA

CRD#: 283330

Tucson, AZ

Past

September 22, 2025 - December 19, 2025

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

Tucson, AZ

Past

February 3, 2014 - October 1, 2025

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

TUCSON, AZ

Past

August 1, 2007 - October 1, 2025

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

TUCSON, AZ

Past

July 17, 2007 - May 9, 2014

LOF LOPEZ & ASSOCIATES, LLC

RIA

CRD#: 144370

TUCSON, AZ

Past

June 1, 1998 - August 1, 2007

LPL FINANCIAL LLC

RIA

CRD#: 6413

TUCSON, AZ

Past

October 7, 1997 - August 1, 2007

LPL FINANCIAL LLC

CRD#: 6413

TUCSON, AZ

Past

March 4, 1987 - July 31, 1995

TRANSAMERICA SECURITIES SALES CORPORATION

CRD#: 17970

LOS ANGELES, CA

Past

May 6, 1985 - October 21, 1997

TRANSAMERICA FINANCIAL ADVISORS, INC.

CRD#: 3600

LOS ANGELES, CA

Past

May 1, 1979 - April 11, 1985

USLIFE EQUITY SALES CORP.

CRD#: 7962

Past

May 13, 1971 - May 1, 1979

USLIFE EQUITY SALES CORP

CRD#: 6815

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/30/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/9/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/2/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 11/15/2000

Futures Managed Funds Examination

General Industry/Product Exam

Series 1

Date: 5/8/1971

Registered Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/23/1993

General Securities Principal Examination

Current Firm

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

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Contact information

Main Address

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735

Mailing Address

Phone number

(844) 553-7872

Established

Firm type

Fiscal year end

# of Employees

1,299

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KESTRA ADVISORY SERVICES, LLC BROCHURE (RETAIL CLIENTS) (10/21/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (WRAP FEE PROGRAM) (10/21/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (PLAN CLIENTS) (10/21/2025)

Regulatory assets under management

Total Number of Accounts	155,482
AUM (Assets Under Management)	$ 60,174,309,829

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/23/2024	Cover Page	Report
10/20/2023	Cover Page	Report
12/21/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Laurence E. Lof

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

KESTRA INVESTMENT SERVICES, LLC

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

LOF LOPEZ & ASSOCIATES, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

TRANSAMERICA SECURITIES SALES CORPORATION

TRANSAMERICA FINANCIAL ADVISORS, INC.

USLIFE EQUITY SALES CORP.

USLIFE EQUITY SALES CORP

Primary Firm SEC Registration

KESTRA ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/30/1995

Series 63

Date: 6/9/1988

Series 7TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 31

Date: 11/15/2000

Series 1

Date: 5/8/1971

Series 24

Date: 3/23/1993

Current Firm

KESTRA ADVISORY SERVICES, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

KESTRA ADVISORY SERVICES, LLC

TRUST BUT VERIFY

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