Sandra D. Moleski
Professional summary
Sandra D. Moleski, who also goes by Sandra Sue Dryer, Sandra Dryer Moleski, is a registered financial professional currently at FIDELITY BROKERAGE SERVICES LLC located in Smithfield, Rhode Island.
Sandra is registered as a RR (Registered Representative) and started their career in finance in 1998. Sandra has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Sandra D. Moleski's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 7, 2008 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 900 Salem Street, Smithfield, RI 02917June 2, 2005 - January 14, 2008
MML INVESTORS SERVICES, LLC
February 10, 2004 - May 17, 2005
EMPOWER FINANCIAL SERVICES, INC.
February 15, 2000 - February 5, 2004
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
October 29, 1998 - January 21, 2000
TRANSAMERICA SECURITIES SALES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/17/2013)
(5/3/2010)
(3/7/2008)
(6/24/2009)
(1/5/2018)
(6/15/2018)
(3/7/2008)
(3/7/2008)
(12/17/2013)
(11/21/2022)
(12/17/2013)
(3/7/2008)
(12/3/2024)
(12/18/2013)
(11/4/2025)
(1/5/2018)
(3/7/2008)
(12/17/2013)
Exams
FINRA
New York Stock Exchange
Current Firm
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784 / SEC#: , 8-23292
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| BRANDNER, CLINT RYAN | CHIEF OPERATIONS OFFICER | 7209362 |
| CENATIEMPO, PHILIP J | HEAD OF STRATEGY, PLANNING & ADVICE | 4809405 |
| DYER, JANET MARIE | CO - CHIEF COMPLIANCE OFFICER | 3186352 |
| MAHNA, ROHIT | HEAD OF CLIENT GROWTH | 4078386 |
| MASCIALINO, ROBERT RAYMOND | PRESIDENT/CEO/DIRECTOR | 2078086 |
| MCLAUGHLIN, KEVIN MICHAEL | CHIEF FINANCIAL OFFICER | 5392417 |
| MERKEN, GAIL RACHEL | CHIEF COMPLIANCE OFFICER | 5546717 |
| PETERSON, PAUL DAVID | HEAD OF INVESTMENT ADVISOR GROUP | 2387115 |
| STURDY, CHARLES HANCOCK | SECRETARY AND GENERAL COUNSEL |
Disclosures
| Regulatory Event | 23 |
| Arbitration | 124 |
Red Flags
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Company Information
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784Smithfield, RI 02917TRUST BUT VERIFY
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