Ramez Toubassy
Professional Summary
Ramez Toubassy, who also goes by Ramez Samir Toubassy, Ramez Toubassy, is a registered financial advisor currently at NEUBERGER BERMAN BD LLC located in Los Angeles, California. Ramez is registered as a RR (Registered Representative) and started their career in finance in 1998. Ramez has worked at 3 firms and has passed the Series 7TO, SIE and Series 62 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Ramez Samir Toubassy, Ramez Toubassy
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
28 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
NEUBERGER & BERMAN | NEUBERGER BERMAN, LLC | NEUBERGER BERMAN LLC | NEUBERGER BERMAN BD LLC | NEUBERGER & BERMAN, LLC
Contact Information
Main Address
1290 Avenue Of The Americas, New York, NY 10104Mailing Address
1290 Avenue Of The Americas, New York, NY 10104Phone Number
(212) 476-9000Established
Delaware since 11/01/1996Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
Large# of Employees
1,087SEC notice filing (50 States and Territories)
Registered to provide investment advisory services in 50 US states and territories.
FINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 50 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
20Arbitration
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
NEUBERGER & BERMAN | NEUBERGER BERMAN, LLC | NEUBERGER BERMAN LLC | NEUBERGER BERMAN BD LLC | NEUBERGER & BERMAN, LLC
State Registrations and Notice Filings
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Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 62 — Corporate Securities Limited Representative Examination
Passed Sep 1998SRO Registrations
SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Ramez Toubassy's CRS (Customer Relationship Summary).
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