James T. Vogt

PINE VALLEY INVESTMENTS

Marlton, NJ 08053

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CRD#: 3115604

Professional summary

James Todd Vogt is a registered financial advisor currently at PINE VALLEY INVESTMENTS located in Marlton, New Jersey.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. James has worked at 3 firms and has passed the Series 66, SIE, Series 55, Series 7, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Owns shares of Tower Bridge Advisors. Investment related, zero hours devoted, no duties.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Todd Vogt's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 12, 2023 - Present

PINE VALLEY INVESTMENTS

Office #1: 10 E. Stow Rd. Suite 200, Marlton, NJ 08053

RIA

CRD#: 173995

Marlton, NJ

Past

October 24, 2019 - May 19, 2023

TOWER BRIDGE ADVISORS

RIA

CRD#: 115700

CONSHOHOCKEN, PA

Past

June 1, 2006 - January 27, 2016

VALLEY FORGE ASSET MANAGEMENT, LLC

RIA

CRD#: 7438

KING OF PRUSSIA, PA

Past

November 4, 1998 - January 27, 2016

VALLEY FORGE ASSET MANAGEMENT, LLC

CRD#: 7438

KING OF PRUSSIA, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PINE VALLEY INVESTMENTS

MORAD, HARRY E | PINE VALLEY INVESTMENTS LIMITED LIABILITY COMPANY | PINE VALLEY INVESTMENTS

CRD#: 173995 / SEC#: 801-80742

RIA

Registered Investment Advisory firm - (1/8/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(7/12/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/17/2000

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 1/27/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 5/5/2000

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 9/28/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 2/20/2004

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 6/27/2001

General Securities Principal Examination

Current Firm

PINE VALLEY INVESTMENTS

MORAD, HARRY E | PINE VALLEY INVESTMENTS LIMITED LIABILITY COMPANY | PINE VALLEY INVESTMENTS

CRD#: 173995 / SEC#: 801-80742

RIA

Registered Investment Advisory firm - (1/8/2015 Approved)

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Contact information

Main Address

10 E. Stow Rd. Suite 200, Marlton, NJ 08053

Mailing Address

Phone number

(856) 334-8260

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (22 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A- PINE VALLEY INVESTMENTS (3/19/2025)

Regulatory assets under management

Total Number of Accounts	5,152
AUM (Assets Under Management)	$ 2,183,420,313

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

James T. Vogt

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Todd Vogt's CRS (Customer Relationship Summary).

Certified licenses

Experience

TOWER BRIDGE ADVISORS

VALLEY FORGE ASSET MANAGEMENT, LLC

VALLEY FORGE ASSET MANAGEMENT, LLC

Primary Firm SEC Registration

PINE VALLEY INVESTMENTS

State Registrations and Notice Filings

Exams

Series 66

Date: 3/17/2000

SIE

Date: 1/27/2016

Series 55

Date: 5/5/2000

Series 7

Date: 9/28/1998

Series 53

Date: 2/20/2004

Series 24

Date: 6/27/2001

Current Firm

PINE VALLEY INVESTMENTS

Contact information

SEC notice filing (22 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PINE VALLEY INVESTMENTS

TRUST BUT VERIFY

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