Kurt A. Houghton

SAFE HARBOR INVESTMENT ADVISORS

Ijamsville, MD

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CRD#: 3115577

Professional summary

Kurt Allan Houghton, AIF®, who also goes by Kurt A Houghton, is a registered financial advisor currently at SAFE HARBOR INVESTMENT ADVISORS, LLC located in Ijamsville, Maryland.

Kurt is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Kurt has worked at 3 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kurt A Houghton

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kurt Allan Houghton's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

January 9, 2008 - Present

SAFE HARBOR INVESTMENT ADVISORS, LLC

RIA

CRD#: 145916

Ijamsville, MD

Past

August 19, 2003 - November 30, 2010

BEACON INVESTMENT ADVISORS LLC

RIA

CRD#: 127368

GAITHERSBURG, MD

Past

November 20, 1998 - July 29, 2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

ROCKVILLE, MD

Past

September 22, 1998 - July 29, 2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(1/9/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/29/1998

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 9/17/1998

General Securities Representative Examination

Current Firm

SAFE HARBOR INVESTMENT ADVISORS, LLC

CRD#: 145916 / SEC#:

Maryland

Registered Investment Advisory firm - (1/9/2008 Approved)

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Contact information

Main Address

Ijamsville, MD

Mailing Address

P.o. Box 360, Monrovia, MD 21770

Phone number

(301) 798-2953

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	24
AUM (Assets Under Management)	$ 16,453,557

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Kurt A. Houghton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kurt Allan Houghton's CRS (Customer Relationship Summary).

Certified licenses

Experience

SAFE HARBOR INVESTMENT ADVISORS, LLC

BEACON INVESTMENT ADVISORS LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 66

Date: 10/29/1998

Series 7

Date: 9/17/1998

Current Firm

SAFE HARBOR INVESTMENT ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SAFE HARBOR INVESTMENT ADVISORS, LLC

TRUST BUT VERIFY

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