Volel J. Casimir
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Volel Jude Casimir, who also goes by Volel Jude Casimir, Volel Casimir, was a registered financial professional .
Volel is a previously registered financial professional and started their career in finance in 1998. Volel had worked at 11 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 31, 2017 - March 8, 2018
SCOTTRADE INVESTMENT MANAGEMENT
April 28, 2017 - March 8, 2018
SCOTTRADE, INC.
July 24, 2014 - October 13, 2016
TD AMERITRADE, INC.
July 24, 2014 - October 13, 2016
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
July 23, 2014 - October 13, 2016
TD AMERITRADE, INC.
August 19, 2013 - July 9, 2014
LPL FINANCIAL LLC
August 12, 2013 - July 9, 2014
LPL FINANCIAL LLC
June 8, 2011 - June 3, 2013
T. ROWE PRICE ADVISORY SERVICES, INC.
June 8, 2011 - June 3, 2013
T. ROWE PRICE INVESTMENT SERVICES, INC.
June 26, 2008 - April 13, 2011
CHASE INVESTMENT SERVICES CORP.
June 26, 2008 - April 13, 2011
CHASE INVESTMENT SERVICES CORP.
May 19, 2006 - February 26, 2008
CHASE INVESTMENT SERVICES CORP.
May 19, 2006 - February 26, 2008
CHASE INVESTMENT SERVICES CORP.
November 26, 2004 - May 23, 2006
TD AMERITRADE, INC.
October 25, 2000 - May 23, 2006
TD AMERITRADE, INC.
June 8, 2000 - October 25, 2000
JESUP & LAMONT SECURITIES CORP
November 3, 1999 - July 10, 2000
THINKEQUITY LLC
September 24, 1998 - November 15, 1999
FAIRCHILD FINANCIAL GROUP, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SCOTTRADE INVESTMENT MANAGEMENT
CRD#: 169988 / SEC#: 801-79217
Contact information
Red Flags
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