CH
Clifford W. Hubbs
CETERA INVESTMENT ADVISERS LLC
VAN BUREN, AR 72956
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CRD#: 3115381
CH
Professional summary
Clifford Wayne Hubbs is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Van Buren, Arkansas and CETERA WEALTH SERVICES, LLC located in Van Buren, Arkansas.
Clifford is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Clifford has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) CLIFFORD HUBBS WEALTH CARE SERVICES POSITION: PRESIDENT NATURE: FINANCIAL SERVICES INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 01/01/1999 ADDRESS: Van Buren AR , United States DESCRIPTION: Provide financial services to clients. 2) CCHH INVESTMENTS, LLC POSITION: MANAGING PARTNER NATURE: REAL ESTATE INVESTMENT COMPANY INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2003 ADDRESS: Van Buren AR , United States DESCRIPTION: CPA & Financial Officer of business 3) CWH&MBB INVESTMENTS LLC POSITION: Member NATURE: Our CPA firm office is located under this partnership INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: null START DATE: 11/10/2015 ADDRESS: 1111 Fayetteville RD, Van Buren AR 72956, United States DESCRIPTION: member 4) VAH INVESTMENTS LLC POSITION: Member NATURE: Our CPA firm office is located under this partnership INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/30/2015 ADDRESS: 1111 Fayetteville RD, Van Buren AR 72956, United States DESCRIPTION: member 5) HUBBS & WHITEHEAD CPAS POSITION: PARTNER NATURE: CPA FIRM INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/01/1997 ADDRESS: 1111 Fayetteville Rd, Van Buren AR 72956, United States DESCRIPTION: MANAGING PARTNER 6) CV HUBBS LLC POSITION: Managing member NATURE: I have 65 cattle on a farm in Chester Ar. The farm is for personal use and has nothing to do with my accounting firm or investment activities. Personal pleasure INVESTMENT RELATED: No NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2017 ADDRESS: 1111 Fayetteville Rd, Van Buren AR 72956, United States DESCRIPTION: I own the farm and feed cattle, fix fence what ever the day may bring. I work on these activities outside the business day or normal hours. I work a lot on week ends and days off. 7) CRAWFORD COUNTY VETRANS VISION 2025 POSITION: BOARD MEMBER NATURE: BOARD MEMBER INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/01/2024 ADDRESS: 1111 Fayetteville Rd, Van Buren AR 72956, United States DESCRIPTION: ONE BOARD MEETING A MONTH FOR ONE HOUR. 8) H&W CPAS & ADVISORS POSITION: Advisor NATURE: Adding a DBA to the Firm Name INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/23/2025 ADDRESS: 1111 Fayetteville Rd, Van Buren AR 72956, United States DESCRIPTION: Advisor for the firm
CRS (Client Relationship Summary) - RIA
Click below to view Clifford Wayne Hubbs's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1111 Fayetteville Rd, Van Buren, AR 72956RIA
CRD#: 105644
VAN BUREN, AR
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 1111 Fayetteville Rd, Van Buren, AR 72956BD
CRD#: 13572
VAN BUREN, AR
Past
June 18, 2025 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Van Buren, AR
Past
June 18, 2025 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
VAN BUREN, AR
Past
October 25, 2019 - June 16, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
VAN BUREN, AR
Past
October 25, 2019 - June 16, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
VAN BUREN, AR
Past
February 29, 2000 - October 25, 2019
1ST GLOBAL ADVISORS INC
RIA
CRD#: 111133
VAN BUREN, AR
Past
March 25, 1999 - October 25, 2019
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
VAN BUREN, AR
Past
October 27, 1998 - April 5, 1999
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
DALLAS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/5/2025)
RR
Arkansas(9/5/2025)
IAR
Arkansas(9/5/2025)
RR
Kansas(9/5/2025)
RR
Michigan(9/5/2025)
RR
New Mexico(9/5/2025)
RR
Oklahoma(9/5/2025)
RR
South Dakota(9/5/2025)
RR
Texas(9/5/2025)
IAR
Texas(9/5/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
