Amanda Dampier
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Amanda Dampier, who also goes by Amanda J Dampier, Amanda Joy Dampier, Amanda Dampier, Amanda J Harris, Amanda Joy Harris, was a registered financial professional .
Amanda is a previously registered financial professional and started their career in finance in 1998. Amanda had worked at 2 firms and has passed the Series 63, SIE, Series 6, Series 51 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 22, 2014 - June 28, 2019
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
May 5, 2006 - March 21, 2013
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
October 21, 1998 - April 4, 2006
JANUS HENDERSON DISTRIBUTORS US LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
CRD#: 7834 / SEC#: , 8-22992
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
