Joseph M. Mecane

CITADEL SECURITIES LLC

New York, NY 10022

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CRD#: 3114744

Professional summary

Joseph Michael Mecane is a registered financial professional currently at CITADEL SECURITIES LLC located in New York, New York and CITADEL SECURITIES INSTITUTIONAL LLC located in New York, New York.

Joseph is registered as a RR (Registered Representative) and started their career in finance in 1999. Joseph has worked at 8 firms and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 55, Series 7, Series 4, Series 24 and Series 27 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joseph Michael Mecane's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 20, 2017 - Present

CITADEL SECURITIES LLC

Office #1: 425 Park Avenue, New York, NY 10022

CRD#: 116797

New York, NY

Current

May 28, 2019 - Present

CITADEL SECURITIES INSTITUTIONAL LLC

Office #1: 425 Park Avenue, New York, NY 10022

CRD#: 281102

New York, NY

Past

November 12, 2014 - September 15, 2017

BARCLAYS CAPITAL INC.

CRD#: 19714

NEW YORK, NY

Past

July 14, 2008 - October 3, 2014

ARCHIPELAGO TRADING SERVICES, INC.

CRD#: 15853

NEW YORK, NY

Past

June 14, 2005 - August 1, 2007

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

March 28, 2005 - May 29, 2008

UBS SECURITIES LLC

CRD#: 7654

NEW YORK, NY

Past

February 24, 2003 - December 6, 2006

UBS CAPITAL MARKETS L.P.

CRD#: 2692

STAMFORD, CT

Past

January 27, 1999 - February 20, 2003

KNIGHT CAPITAL AMERICAS, L.P.

CRD#: 38599

JERSEY CITY, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(9/20/2017)

Alaska
(9/20/2017)

California
(9/20/2017)

Florida
(9/20/2017)

Illinois
(5/28/2019)

Indiana
(5/28/2019)

Louisiana
(9/20/2017)

Michigan
(9/20/2017)

Montana
(9/20/2017)

New York
(9/20/2017)

Ohio
(5/28/2019)

Pennsylvania
(9/20/2017)

Puerto Rico
(9/20/2017)

Rhode Island
(9/20/2017)

Texas
(9/20/2017)

Virginia
(9/20/2017)

Washington
(9/20/2017)

West Virginia
(8/22/2019)

Wyoming
(9/20/2017)

Exams

State Security Law Exam

Series 63

Date: 6/29/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 12/18/2001

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 10/1/2001

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 11/15/2006

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 10/10/2001

General Securities Principal Examination

Principal/Supervisory Exam

Series 27

Date: 12/23/1998

Financial and Operations Principal Examination

SRO Registrations

BOX Exchange LLC

SRO Registrations

Cboe BYX Exchange, Inc.

SRO Registrations

Cboe BZX Exchange, Inc.

SRO Registrations

Cboe C2 Exchange, Inc.

SRO Registrations

Cboe EDGA Exchange, Inc.

SRO Registrations

Cboe EDGX Exchange, Inc.

SRO Registrations

Cboe Exchange, Inc.

SRO Registrations

FINRA

SRO Registrations

Investors' Exchange LLC

SRO Registrations

Long-Term Stock Exchange, Inc.

SRO Registrations

MEMX LLC

SRO Registrations

MIAX Emerald, LLC

SRO Registrations

MIAX PEARL, LLC

SRO Registrations

MIAX Sapphire

SRO Registrations

Miami International Securities Exchange, LLC

SRO Registrations

NYSE American LLC

SRO Registrations

NYSE Arca, Inc.

SRO Registrations

NYSE National, Inc.

SRO Registrations

NYSE Texas, Inc.

SRO Registrations

Nasdaq BX, Inc.

SRO Registrations

Nasdaq GEMX, LLC

SRO Registrations

Nasdaq ISE, LLC

SRO Registrations

Nasdaq MRX, LLC

SRO Registrations

Nasdaq PHLX LLC

SRO Registrations

Nasdaq Stock Market

SRO Registrations

New York Stock Exchange

Current Firm

CITADEL SECURITIES INSTITUTIONAL LLC

CRD#: 281102 / SEC#: , 8-69663

Broker-Dealer Firm Regulated by FINRA (Florida district office)

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Contact information

Main Address

830 Brickell Plaza, Miami, FL 33131

Mailing Address

830 Brickell Plaza, Miami, FL 33131

Phone number

(305) 929-6851

Established

Delaware since 06/08/2015

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (16 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
CSHC US LLC	OWNER
ZHAO, PENG	CHIEF EXECUTIVE OFFICER	4978269
CITADEL SECURITIES GROUP LP (FKA CALC IV LP)	MANAGING MEMBER
HAROLD, MARC RYAN	CHIEF COMPLIANCE OFFICER	3200916
HENRY, STEVEN MICHAEL	CHIEF ACCOUNTING OFFICER	5587809

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Joseph M. Mecane

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joseph Michael Mecane's CRS (Customer Relationship Summary).

Certified licenses

Experience

CITADEL SECURITIES INSTITUTIONAL LLC

BARCLAYS CAPITAL INC.

ARCHIPELAGO TRADING SERVICES, INC.

UBS FINANCIAL SERVICES INC.

UBS SECURITIES LLC

UBS CAPITAL MARKETS L.P.

KNIGHT CAPITAL AMERICAS, L.P.

State Registrations and Notice Filings

Exams

Series 63

Date: 6/29/2006

Series 57TO

Date: 1/2/2023

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 12/18/2001

Series 7

Date: 10/1/2001

Series 4

Date: 11/15/2006

Series 24

Date: 10/10/2001

Series 27

Date: 12/23/1998

BOX Exchange LLC

Cboe BYX Exchange, Inc.

Cboe BZX Exchange, Inc.

Cboe C2 Exchange, Inc.

Cboe EDGA Exchange, Inc.

Cboe EDGX Exchange, Inc.

Cboe Exchange, Inc.

FINRA

Investors' Exchange LLC

Long-Term Stock Exchange, Inc.

MEMX LLC

MIAX Emerald, LLC

MIAX PEARL, LLC

MIAX Sapphire

Miami International Securities Exchange, LLC

NYSE American LLC

NYSE Arca, Inc.

NYSE National, Inc.

NYSE Texas, Inc.

Nasdaq BX, Inc.

Nasdaq GEMX, LLC

Nasdaq ISE, LLC

Nasdaq MRX, LLC

Nasdaq PHLX LLC

Nasdaq Stock Market

New York Stock Exchange

Current Firm

CITADEL SECURITIES INSTITUTIONAL LLC

Contact information

FINRA licenses (16 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

CITADEL SECURITIES INSTITUTIONAL LLC

TRUST BUT VERIFY

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