Joseph Michael Mecane
Professional Summary
Joseph Michael Mecane is a registered financial advisor currently at CITADEL SECURITIES LLC located in New York, New York and CITADEL SECURITIES INSTITUTIONAL LLC located in New York, New York. Joseph is registered as a RR (Registered Representative) and started their career in finance in 1999. Joseph has worked at 8 firms and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 55, Series 7, Series 4, Series 24 and Series 27 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
27 years in the financial services industry
Current & Past Employments
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Current Firm
CITADEL SECURITIES INSTITUTIONAL LLC
Contact Information
Main Address
830 Brickell Plaza Floor 15, Miami, FL 33131Mailing Address
830 Brickell Plaza Floor 15, Miami, FL 33131Phone Number
(305) 929-6851Established
Delaware since 06/08/2015Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
MediumFINRA licenses (16 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CSHC US LLC | OWNER | — |
| ZHAO, PENG | CHIEF EXECUTIVE OFFICER | 4978269 |
| CARROLL, SEAN VINCENT | PRINCIPAL OPERATIONS OFFICER | 2518443 |
| CITADEL SECURITIES GROUP LP (FKA CALC IV LP) | MANAGING MEMBER | — |
| HENRY, STEVEN MICHAEL | CHIEF ACCOUNTING OFFICER AND FINOP | 5587809 |
| LEVY, SETH GARDNER | CHIEF COMPLIANCE OFFICER | 7718259 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(9/20/2017)
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(9/20/2017)
(5/28/2019)
(5/28/2019)
(9/20/2017)
(9/20/2017)
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(5/28/2019)
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(9/20/2017)
(8/22/2019)
(9/20/2017)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Dec 2001SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Joseph Michael Mecane's CRS (Customer Relationship Summary).
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