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KD

Kevin M. Degeeter

LADENBURG THALMANN & CO.
Boca Raton, FL 33431
Some features on this profile are disabled
CRD#: 3114042
KD

Professional summary


Kevin Michael Degeeter, who also goes by Kevin M Degeeter, Kevin Michael Degeeter, is a registered financial professional currently at LADENBURG THALMANN & CO. INC. located in Boca Raton, Florida.

Kevin is registered as a RR (Registered Representative) and started their career in finance in 2004. Kevin has worked at 7 firms and has passed the Series 63, SIE, Series 87, Series 86, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Kevin M Degeeter | Kevin Michael Degeeter

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Kevin Michael Degeeter's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

June 16, 2025 - Present

LADENBURG THALMANN & CO. INC.

Office #1: 2255 Glades Road, Suite 324a, Boca Raton, FL 33431
BD
CRD#: 505
Boca Raton, FL
Past

November 1, 2024 - June 16, 2025

PRIME EXECUTIONS, INC.

BD
CRD#: 32889
NEW YORK, NY
Past

November 9, 2018 - July 22, 2022

OPPENHEIMER & CO. INC.

BD
CRD#: 249
BOCA RATON, FL
Past

January 26, 2010 - November 6, 2018

LADENBURG THALMANN & CO. INC.

BD
CRD#: 505
BOCA RATON, FL
Past

April 20, 2007 - April 16, 2009

OPPENHEIMER & CO. INC.

BD
CRD#: 249
NEW YORK, NY
Past

February 1, 2006 - April 23, 2007

H.C.WAINWRIGHT & CO., LLC

BD
CRD#: 375
NEW YORK, NY
Past

March 2, 2005 - March 1, 2006

DAWSON JAMES SECURITIES, INC.

BD
CRD#: 130645
BOCA RATON, FL
Past

December 6, 2004 - February 9, 2005

HD BROUS & CO., INC.

BD
CRD#: 22062
GREAT NECK, NY
Past

April 14, 2004 - October 13, 2004

NATIXIS SECURITIES AMERICAS LLC

BD
CRD#: 1101
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(6/16/2025)

Exams


State Security Law Exam
RR
Series 63
Date: 2/4/2005
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
NYSE Texas, Inc.
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange

Current Firm


LADENBURG THALMANN & CO. INC.
LADENBURG THALMANN & CO. INC.
LADENBURG THALMANN & CO. INC. | LADENBURG, THALMANN & CO., INC.

CRD#: 505 / SEC#: , 8-17230

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
640 5th Avenue 4th Floor, New York, NY 10019
Mailing Address
640 5th Avenue 4th Floor, New York, NY 10019
Phone number
(212) 409-2000
Established
Delaware since 12/03/1971
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
OSAIC HOLDINGS, INC.OWNER
BLANCATO, PHILIP SALVATOREEXECUTIVE VICE PRESIDENT, DIRECTOR2122221
GIDEON, MICHAEL RDIRECTOR, CO-PRESIDENT, AND CO-CHIEF EXECUTIVE OFFICER, PRINCIPAL OPERATIONS OFFICER5315304
GIOVANNIELLO, JOSEPHSVP/GENERAL COUNSEL/ASSISTANT SECRETARY3086071
MITCHELL, CHRISTOPHER MILLSTREASURER AND FINANCIAL OPERATIONS PRINCIPAL2420144
PRICE, JAMES DALECHAIRMAN1243224
SCHLUETER, MATTHEW ADAMEXECUTIVE VICE PRESIDENT, OPERATIONS AND TECHNOLOGY SOLUTIONS2627931
SPATOLA, BRIAN MICHAELCHIEF COMPLIANCE OFFICER / MSRB PRINCIPAL2773548
STEINER, BARRY EVANDIRECTOR, CO-PRESIDENT, CO-CHIEF EXECUTIVE OFFICER AND INVESTMENT BANKING SUPERVISOR2775629

Disclosures


Regulatory Event36
Arbitration14

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


LADENBURG THALMANN & CO. INC.

LADENBURG THALMANN & CO. INC.

CRD#: 505Boca Raton, FL 33431

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