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MM

Michael L. Milani

BAKER TILLY CAPITAL
Chicago, IL 60601-5927
Some features on this profile are disabled
CRD#: 3114014
MM

Professional summary


Michael Lincoln Milani is a registered financial professional currently at BAKER TILLY CAPITAL, LLC located in Chicago, Illinois.

Michael is registered as a RR (Registered Representative) and started their career in finance in 1998. Michael has worked at 2 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Michael Lincoln Milani's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

March 3, 2015 - Present

BAKER TILLY CAPITAL, LLC

Office #1: 205 N. Michigan Avenue, Ste. 2800, Chicago, IL 60601-5927
BD
CRD#: 115333
Chicago, IL
Past

September 23, 1998 - November 21, 2014

PRICEWATERHOUSECOOOPERS CORPORATE FINANCE LLC

BD
CRD#: 41461
CHICAGO, IL

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(8/21/2024)
RR
California
(8/21/2024)
RR
Colorado
(2/11/2021)
RR
District of Columbia
(6/1/2015)
RR
Florida
(9/26/2017)
RR
Georgia
(6/11/2025)
RR
Illinois
(3/3/2015)
RR
Indiana
(3/3/2015)
RR
Iowa
(3/3/2015)
RR
Kentucky
(3/3/2015)
RR
Maryland
(2/11/2021)
RR
Massachusetts
(8/21/2024)
RR
Michigan
(3/3/2015)
RR
Minnesota
(3/3/2015)
RR
Missouri
(3/3/2015)
RR
New Hampshire
(9/26/2017)
RR
New Mexico
(10/17/2024)
RR
Ohio
(3/4/2015)
RR
Pennsylvania
(3/3/2015)
RR
South Carolina
(8/7/2017)
RR
Texas
(9/12/2018)
RR
Virginia
(3/3/2015)
RR
West Virginia
(11/17/2023)
RR
Wisconsin
(3/3/2015)
RR
Wyoming
(12/3/2024)

Exams


State Security Law Exam
RR
Series 63
Date: 11/2/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


BT
BAKER TILLY CAPITAL, LLC
BAKER TILLY CAPITAL | VIRCHOW KRAUSE CAPITAL, LLC | BAKER TILLY CAPITAL, LLC

CRD#: 115333 / SEC#: , 8-53480

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information


Main Address
4807 Innovate Lane, Madison, WI 53718
Mailing Address
Po Box 7398, Madison, WI 53707-7398
Phone number
(800) 362-7301
Established
Wisconsin since 09/22/1999
Firm type
Limited Liability Company
Fiscal year end
May
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
BAKER TILLY ADVISORY GROUP, LPMANAGING MEMBER
INDA, TYLER RONALDPRESIDENT6478455
OLSON, BARBARA RCHIEF COMPLIANCE OFFICER6715742
STEWART, SCOTT ALEXANDERFINOP, POO, PFO6977422

Disclosures


Regulatory Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


BAKER TILLY CAPITAL, LLC

CRD#: 115333Chicago, IL 60601-5927

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