Barry A. Straus
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Barry Allen Straus, who also goes by Barry A Straus, Barry Straus, was a registered financial professional .
Barry is a previously registered financial professional and started their career in finance in 1998. Barry had worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 23, 2014 - December 31, 2014
ALLSTATE FINANCIAL ADVISORS, LLC
March 19, 2014 - December 31, 2014
ALLSTATE FINANCIAL SERVICES, LLC
January 19, 2012 - January 2, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 5, 2012 - January 2, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 7, 2011 - November 29, 2011
DAVID LERNER ASSOCIATES, INC.
June 20, 2002 - November 6, 2002
1717 CAPITAL MANAGEMENT COMPANY
February 11, 2002 - June 28, 2002
METROPOLITAN LIFE INSURANCE COMPANY
February 11, 2002 - June 28, 2002
MSI FINANCIAL SERVICES, INC.
March 15, 2001 - February 7, 2002
PARK AVENUE SECURITIES LLC
September 5, 2000 - March 23, 2001
BERKSHIRE EQUITY SALES, INC.
September 8, 1998 - August 11, 2000
OSAIC FS, INC.
Primary Firm SEC Registration
ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
Contact information
SEC notice filing (49 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 280 |
| AUM (Assets Under Management) | $ 82,015,793 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
