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Sean Michael Rapp

SAYBRUS EQUITY SERVICES
NEW ALBANY, OH
·CRD# 3113464·28 years experience

Professional Summary

Sean Michael Rapp, who also goes by Sean M Rapp, Sean Rapp, is a registered financial advisor currently at SAYBRUS EQUITY SERVICES, LLC located in New Albany, Ohio. Sean is registered as a RR (Registered Representative) and started their career in finance in 1998. Sean has worked at 10 firms and has passed the Series 66, Series 6TO, Series 82TO, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Sean M Rapp, Sean Rapp

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

28 years in the financial services industry

Current & Past Employments

SAYBRUS EQUITY SERVICES, LLC·CRD# 153319
BD
New Albany, OH
November 30, 2025 - Present
SAYBRUS EQUITY SERVICES, LLC·CRD# 153319
BD
Hartford, CT
December 2, 2022 - April 9, 2024
PRUCO SECURITIES, LLC.·CRD# 5685
RIA
Bellevue, WA
August 4, 2021 - November 23, 2021
PRUCO SECURITIES, LLC.·CRD# 5685
BD
Bellevue, WA
August 4, 2021 - November 23, 2021
WADDELL & REED·CRD# 866
BD
Encinitas, CA
August 30, 2019 - April 30, 2021
WADDELL & REED·CRD# 866
RIA
Encinitas, CA
August 27, 2019 - April 30, 2021
PRINCIPAL SECURITIES, INC.·CRD# 1137
RIA
San Diego, CA
July 24, 2018 - October 26, 2018
PRINCIPAL SECURITIES, INC.·CRD# 1137
BD
San Diego, CA
May 8, 2018 - October 26, 2018
TKG FINANCIAL, LLC·CRD# 133104
BD
Santa Barbara, CA
August 29, 2016 - May 20, 2017
TRANSAMERICA CAPITAL, LLC·CRD# 8217
BD
Denver, CO
December 8, 2006 - May 19, 2016
JOHN HANCOCK DISTRIBUTORS LLC·CRD# 5249
BD
Santa Barbara, CA
May 16, 2005 - June 2, 2006
GUARANTY BROKERAGE SERVICES, INC.·CRD# 23302
BD
St. Cloud, MN
May 15, 2003 - April 18, 2005
A. G. EDWARDS & SONS, INC.·CRD# 4
BD
St. Louis, MO
February 20, 2001 - February 14, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
November 24, 1998 - February 22, 2001

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Current Firm

SE
SAYBRUS EQUITY SERVICES, LLC

SAYBRUS EQUITY SERVICES, INC | SAYBRUS EQUITY SERVICES, LLC

CRD#: 153319 / SEC#: 8-68521
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

One American Row, Hartford, CT 06102-5056

Mailing Address

P.o. Box 5056, Hartford, CT 06102-5056

Phone Number

(860) 403-3100

Established

Delaware since 10/01/2018

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
SAYBRUS HOLDINGS, LLCPARENT COMPANY—
ALI, AZIZVICE PRESIDENT / INTRNAL DIRECTOR5030560
CASSIDY, EDWARD WILLIAM JREXEC. VP / INTERNAL DIRECTOR1606787
COSTENBADER, WALTER RUSSELLFINOP1828345
HALPERIN, JEFFREY PAULINTERNAL DIRECTOR2899327
LOWE, MOIRA CRONANPRESIDENT / CEO / INTERNAL DIRECTOR4076427
MOORE, GIDEON CLOYESCHIEF LEGAL OFFICER7011735
SADOWSKI, ADAM MARKASSISTANT VICE PRESIDENT4578505
SIINO, KATHERINE MARYAVP & CHIEF COMPLIANCE OFFICER1666402
TOMKO, CHRISTINECFO, PFO, POO6989991

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(12/5/2025)
RR
Washington
(4/2/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jul 2018About the Series 66 exam

Series 6TO — Investment Company Products/Variable Contracts Representative Examination

Passed Jan 2023About the Series 6TO exam

Series 82TO — Limited Representative-Private Securities Offerings

Passed Jan 2023About the Series 82TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 1998About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jun 2003About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Sean Michael Rapp's CRS (Customer Relationship Summary).

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SR
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