Keith E. Downey

STRONGHOLD WEALTH MANAGEMENT L.L.C.

TAMPA, FL 33606

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CRD#: 3113292

Professional summary

Keith Edward Downey, CFP®, ChFC® is a registered financial advisor currently at STRONGHOLD WEALTH MANAGEMENT L.L.C. located in Tampa, Florida.

Keith is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Keith has worked at 6 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Keith Edward Downey's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2007

ChFC^®

Chartered Financial Consultant

Experience

Current

April 12, 2012 - Present

STRONGHOLD WEALTH MANAGEMENT L.L.C.

Office #1: 1005 W. Cleveland Street, Tampa, FL 33606

RIA

CRD#: 161194

TAMPA, FL

Past

March 2, 2012 - August 24, 2012

HARVARD ADVISORS, L.L.C.

RIA

CRD#: 118967

TULSA, OK

Past

March 2, 2012 - May 17, 2013

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

TULSA, OK

Past

February 13, 2009 - March 13, 2012

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

TAMPA, FL

Past

February 13, 2009 - March 13, 2012

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

TAMPA, FL

Past

April 5, 2005 - March 5, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

TULSA, OK

Past

April 1, 2005 - March 5, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

TULSA, OK

Past

September 18, 1998 - April 1, 2005

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

TULSA, OK

Past

September 4, 1998 - April 1, 2005

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

September 4, 1998 - April 1, 2005

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STRONGHOLD WEALTH MANAGEMENT L.L.C.

HARVARD ADVISORS, L.L.C. | STRONGHOLD WEALTH MANAGEMENT L.L.C. | STRONGHOLD WEALTH MANAGEMENT

CRD#: 161194 / SEC#: 801-126054

RIA

Registered Investment Advisory firm - (7/25/2022 Approved)

Florida

Registered Investment Advisory firm - (8/10/2022 Terminated)

Georgia

Registered Investment Advisory firm - (8/24/2022 Terminated)

Oklahoma

Registered Investment Advisory firm - (8/10/2022 Terminated)

Texas

Registered Investment Advisory firm - (8/10/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(6/22/2015)

IAR

Georgia
(7/1/2016)

IAR

Oklahoma
(8/23/2012)

IAR

Texas
(4/12/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/8/1998

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 9/3/1998

General Securities Representative Examination

Current Firm

STRONGHOLD WEALTH MANAGEMENT L.L.C.

HARVARD ADVISORS, L.L.C. | STRONGHOLD WEALTH MANAGEMENT L.L.C. | STRONGHOLD WEALTH MANAGEMENT

CRD#: 161194 / SEC#: 801-126054

RIA

Registered Investment Advisory firm - (7/25/2022 Approved)

Florida

Registered Investment Advisory firm - (8/10/2022 Terminated)

Georgia

Registered Investment Advisory firm - (8/24/2022 Terminated)

Oklahoma

Registered Investment Advisory firm - (8/10/2022 Terminated)

Texas

Registered Investment Advisory firm - (8/10/2022 Terminated)

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Contact information

Main Address

1005 West Cleveland Street, Tampa, FL 33606

Mailing Address

Phone number

(813) 775-7099

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A APPENDIX 1: WRAP FEE PROGRAM BROCHURE (3/4/2025)

PART 2A: FIRM BROCHURE (3/4/2025)

Regulatory assets under management

Total Number of Accounts	572
AUM (Assets Under Management)	$ 150,000,464

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Keith E. Downey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Keith Edward Downey's CRS (Customer Relationship Summary).

Certified licenses

Experience

STRONGHOLD WEALTH MANAGEMENT L.L.C.

HARVARD ADVISORS, L.L.C.

PURSHE KAPLAN STERLING INVESTMENTS

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

STRONGHOLD WEALTH MANAGEMENT L.L.C.

State Registrations and Notice Filings

Exams

Series 66

Date: 9/8/1998

Series 7

Date: 9/3/1998

Current Firm

STRONGHOLD WEALTH MANAGEMENT L.L.C.

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STRONGHOLD WEALTH MANAGEMENT L.L.C.

TRUST BUT VERIFY

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