MM
Michael J. Milani
MONDEUM CAPITAL
Southampton, NY 11968
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CRD#: 3112957
MM
Professional summary
Michael James Milani is a registered financial professional currently at MONDEUM CAPITAL located in Southampton, New York.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1998. Michael has worked at 6 firms and has passed the Series 65, Series 63, Series 99TO, Series 7TO, Series 57TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Mondeum Financial Holdings, Inc.; Holding Company for Broker-Dealer and Investment Advisor Subsidiaries, including Mondeum Capital and Mondeum Wealth; Chief Executive Officer; Responsible for business development, strategy, and supervision; Compensated via salary; Time split between holding company and subsidiaries during trading hours. (2) Capital Markets Elite Group (Cayman); Foreign Broker-Dealer; Grand Cayman, Cayman Islands; Director on Board of Directors; Responsible for advising Senior Management; Start Date May 2020; 5 hours per week outside of trading hours. (3) Capital Markets Elite Group (BVI); Foreign Technology Company; Tortola, British Virgin Islands; Director on Board of Directors; Responsible for advising Senior Management; Start Date April 2020; 5 hours per week outside of trading hours. (4) MJM Ventures; Consulting Firm; Southampton, New York; Owner; Responsible for consulting Financial and Technology Companies; Start Date January 2020; 10 hours per week during trading hours. (5) Roosterly; Digital Marketing Firm; Chicago, Illinois; Advisory Board Member; Responsible for advising Senior Management; Start Date October 2019; less than 1 hour per week outside of trading hours.
CRS (Client Relationship Summary) - BD
Click below to view Michael James Milani's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 6, 2021 - Present
MONDEUM CAPITAL
Office #1: 27 Main Street Suite B, Southampton, NY 11968BD
CRD#: 309574
Southampton, NY
Past
August 11, 2021 - September 6, 2022
MONDEUM WEALTH
RIA
CRD#: 309588
MIAMI, FL
Past
March 17, 2016 - October 10, 2019
OPEN TO THE PUBLIC INVESTING, INC.
BD
CRD#: 127818
New York, NY
Past
April 6, 2011 - November 13, 2019
T3 TRADING GROUP, LLC
BD
CRD#: 154431
NEW YORK, NY
Past
September 18, 2000 - April 18, 2001
SPENCER CLARKE LLC
BD
CRD#: 41316
NORTH MIAMI, FL
Past
November 20, 1998 - October 18, 2000
SANDS BROTHERS & CO., LTD.
BD
CRD#: 26816
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
New York(5/8/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 12/11/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
MC
MONDEUM CAPITAL
MONDEUM | MONDEUM CAPITAL, LLC | MONDEUM CAPITAL
CRD#: 309574 / SEC#: , 8-70542
BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)
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Contact information
Main Address
27 Main Street Suite B, Southampton, NY 11968
Mailing Address
27 Main Street Suite B, Southampton, NY 11968
Phone number
+1 (833) 781-6338
Established
New York since 05/20/2020
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (1 States and Territories)
Red Flags
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