JD
Joseph A. Donovan
KEYBANC CAPITAL MARKETS
BOSTON, MA 02110
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CRD#: 3112437
JD
Professional summary
Joseph Anthony Donovan is a registered financial professional currently at KEYBANC CAPITAL MARKETS INC. located in Boston, Massachusetts.
Joseph is registered as a RR (Registered Representative) and started their career in finance in 1999. Joseph has worked at 8 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7, Series 10 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Joseph Anthony Donovan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 17, 2007 - Present
KEYBANC CAPITAL MARKETS INC.
Office #1: 225 Franklin Street, Boston, MA 02110BD
CRD#: 566
BOSTON, MA
Past
August 12, 2005 - December 14, 2007
RAYMOND JAMES & ASSOCIATES, INC.
BD
CRD#: 705
BOSTON, MA
Past
March 15, 2005 - August 12, 2005
RYAN BECK & CO.
BD
CRD#: 3248
FLORHAM PARK, NJ
Past
October 24, 2003 - March 23, 2005
ADVEST, INC.
BD
CRD#: 10
HARTFORD, CT
Past
October 10, 2003 - October 24, 2003
WELLS FARGO SECURITIES, LLC
BD
CRD#: 126292
CHARLOTTE, NC
Past
March 21, 2002 - October 24, 2003
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ST. LOUIS, MO
Past
September 25, 2001 - March 13, 2002
AMUNDI DISTRIBUTOR US, INC.
BD
CRD#: 24497
BOSTON, MA
Past
February 8, 1999 - February 27, 2001
PREFERREDTRADE, INC.
BD
CRD#: 10993
SAN FRANCISCO, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/23/2011)
RR
Alaska(3/23/2011)
RR
Arizona(3/23/2011)
RR
Arkansas(3/23/2011)
RR
California(7/29/2008)
RR
Colorado(6/24/2008)
RR
Connecticut(4/11/2008)
RR
Delaware(6/26/2008)
RR
District of Columbia(3/23/2011)
RR
Florida(3/23/2011)
RR
Georgia(7/29/2008)
RR
Hawaii(3/23/2011)
RR
Idaho(3/23/2011)
RR
Illinois(6/5/2008)
RR
Indiana(3/23/2011)
RR
Iowa(2/23/2010)
RR
Kansas(3/23/2011)
RR
Kentucky(3/16/2009)
RR
Louisiana(3/23/2011)
RR
Maine(3/23/2011)
RR
Maryland(12/8/2008)
RR
Massachusetts(12/17/2007)
RR
Michigan(6/24/2008)
RR
Minnesota(6/25/2008)
RR
Mississippi(3/23/2011)
RR
Missouri(10/20/2008)
RR
Montana(3/23/2011)
RR
Nebraska(3/23/2011)
RR
Nevada(3/23/2011)
RR
New Hampshire(3/17/2010)
RR
New Jersey(6/19/2008)
RR
New Mexico(3/23/2011)
RR
New York(12/17/2007)
RR
North Carolina(6/30/2008)
RR
North Dakota(3/23/2011)
RR
Ohio(8/21/2008)
RR
Oklahoma(10/20/2008)
RR
Oregon(4/11/2008)
RR
Pennsylvania(4/11/2008)
RR
Rhode Island(3/23/2011)
RR
South Carolina(3/23/2011)
RR
South Dakota(3/23/2011)
RR
Tennessee(3/23/2011)
RR
Texas(3/23/2011)
RR
Utah(3/23/2011)
RR
Vermont(4/11/2008)
RR
Virginia(3/23/2011)
RR
Washington(3/23/2011)
RR
West Virginia(3/23/2011)
RR
Wisconsin(8/11/2010)
RR
Wyoming(3/23/2011)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 3/6/2000
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
KC
KEYBANC CAPITAL MARKETS INC.
GRADISON ASSET MANAGEMENT | MCDONALD INVESTMENTS INC. | MCDONALD & COMPANY SECURITIES, INC. | MCDONALD & COMPANY | KEYBANC CAPITAL MARKETS INC.
CRD#: 566 / SEC#: , 8-30177
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
127 Public Square, Cleveland, OH 44114
Mailing Address
127 Public Square, Cleveland, OH 44114
Phone number
(216) 689-0803
Established
Ohio since 05/18/1983
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KEYCORP | SOLE SHAREHOLDER | |
| GILBERT, STACY LEE | DIRECTOR | 5316644 |
| HAYDEN, WILLIAM PATRICK | CHIEF COMPLIANCE OFFICER | 4136632 |
| JANOFSKY, PAULA MARIE | CHIEF OPERATIONS OFFICER, DIRECTOR | 2882776 |
| KOVACHICK, MARK ALLAN | DIRECTOR, CFO | 5390571 |
| PAINE, ANDREW JACKSON III | MANAGING DIRECTOR, DIRECTOR, HEAD OF CORPORATE AND INVESTMENT BANKING | 2450522 |
| PREISER, DOUGLAS WILLIAM | CHIEF EXECUTIVE OFFICER, DIRECTOR | 1690776 |
| SKARDA, JOSEPH BRIEL | DIRECTOR | 4288186 |
Disclosures
| Regulatory Event | 40 |
| Arbitration | 15 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KEYBANC CAPITAL MARKETS INC.
CRD#: 566Boston, MA 02110TRUST BUT VERIFY
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