Maryam D. Frotan

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CRD#: 3112024

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Maryam Deeba Frotan, who also goes by Deeba Maryam Frotan, was a registered financial professional .

Maryam is a previously registered financial professional and started their career in finance in 2004. Maryam had worked at 4 firms and has passed the Series 65, Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Deeba Maryam Frotan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

May 5, 2016 - December 31, 2016

FROST INVESTMENT ADVISORS, LLC

RIA

CRD#: 146148

Dallas, TX

Past

September 22, 2008 - December 2, 2008

BARCLAYS CAPITAL INC.

CRD#: 19714

DALLAS, TX

Past

July 19, 2004 - October 15, 2008

LEHMAN BROTHERS INC.

RIA

CRD#: 7506

DALLAS, TX

Past

July 19, 2004 - September 22, 2008

LEHMAN BROTHERS INC.

CRD#: 7506

DALLAS, TX

Past

January 28, 2004 - July 23, 2004

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

DALLAS, TX

Past

January 13, 2004 - July 23, 2004

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FROST INVESTMENT ADVISORS, LLC

FROST INVESTMENT ADVISORS, LLC | FROST WEALTH MANAGEMENT SERVICES | FROST INVESTMENT MANAGEMENT COMPANY

CRD#: 146148 / SEC#: 801-68724

RIA

Registered Investment Advisory firm - (1/25/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/5/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 3/26/2004

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 1/12/2004

General Securities Representative Examination

Current Firm

FROST INVESTMENT ADVISORS, LLC

FROST INVESTMENT ADVISORS, LLC | FROST WEALTH MANAGEMENT SERVICES | FROST INVESTMENT MANAGEMENT COMPANY

CRD#: 146148 / SEC#: 801-68724

RIA

Registered Investment Advisory firm - (1/25/2008 Approved)

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Contact information

Main Address

111 West Houston Street 10th Floor, San Antonio, TX 78205

Mailing Address

Post Office Box 2509, San Antonio, TX 78299-2509

Phone number

(210) 220-5070

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIRM BROCHURE (10/21/2025)

Regulatory assets under management

Total Number of Accounts	10
AUM (Assets Under Management)	$ 5,435,683,122

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/10/2024	Cover Page	Report
11/09/2023	Cover Page	Report
12/09/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Maryam D. Frotan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

BARCLAYS CAPITAL INC.

LEHMAN BROTHERS INC.

LEHMAN BROTHERS INC.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

FROST INVESTMENT ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/5/2016

Series 66

Date: 3/26/2004

Series 7

Date: 1/12/2004

Current Firm

FROST INVESTMENT ADVISORS, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

FROST INVESTMENT ADVISORS, LLC

TRUST BUT VERIFY

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