Robert O. Fatzinger
Professional summary
Robert O Fatzinger, who also goes by Robert Oscar Fatzinger Jr, Robert Oscar Fatzinger, is a registered financial professional currently at MAREX CAPITAL MARKETS INC. located in Chicago, Illinois.
Robert is registered as a RR (Registered Representative) and started their career in finance in 2014. Robert has worked at 8 firms and has passed the Series 66, Series 82TO, Series 6TO, Series 99TO, Series 22TO, Series 3, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert O Fatzinger's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 5, 2023 - Present
MAREX CAPITAL MARKETS INC.
Office #1: 222 W Adams Street Suite 450, Chicago, IL 60606January 21, 2022 - November 30, 2022
WELLS FARGO SECURITIES, LLC
February 5, 2020 - January 12, 2022
MAREX CAPITAL MARKETS INC.
November 12, 2015 - November 8, 2016
INVESTORS CAPITAL CORP.
June 24, 2015 - March 21, 2018
CETERA WEALTH SERVICES, LLC
June 24, 2015 - March 21, 2018
CETERA INVESTMENT SERVICES LLC
June 24, 2015 - March 21, 2018
CETERA FINANCIAL SPECIALISTS LLC
June 24, 2015 - March 21, 2018
CETERA ADVISORS LLC
June 24, 2015 - March 21, 2018
CETERA WEALTH SERVICES, LLC
May 12, 2014 - September 18, 2014
EDWARD JONES
February 24, 2014 - September 18, 2014
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 82TO
Date: 1/2/2023
Limited Representative-Private Securities OfferingsSeries 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 22TO
Date: 1/2/2023
Direct Participation Programs Representative ExaminationCboe C2 Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Nasdaq ISE, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
Current Firm
MAREX CAPITAL MARKETS INC.
CRD#: 161014 / SEC#: , 8-69039
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MAREX SERVICES INC. | DIRECT OWNER | |
| BATES, CHRISTOPHER | FINOP, CFO, PRINCIPAL FINANCIAL OFFICER, DIRECTOR | 5648556 |
| BERNICKY, JENNIFER KAISER | CHIEF OPERATING OFFICER, DIRECTOR | 4781625 |
| CHERRY, ELIN LYNNE | CHIEF COMPLIANCE OFFICER | 2430837 |
| FALCO, CARMINE DOMENICO | PRINCIPAL OPERATIONS OFFICER | 2782798 |
| HOOD, STEPHEN MICHAEL | DIRECTOR | 3139127 |
| VITTAL, MAHESH RAM | PRES. & CEO, DIRECTOR | 4593014 |
Disclosures
| Regulatory Event | 42 |
Red Flags
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