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Ann B. Doyle
CLEARBRIDGE INVESTMENTS
NEW YORK, NY 10010
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CRD#: 3111442
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Professional summary
Ann Bands Doyle, who also goes by Ann Doyle, is a registered financial advisor currently at CLEARBRIDGE INVESTMENTS, LLC located in New York, New York and FRANKLIN DISTRIBUTORS, LLC located in Baltimore, Maryland.
Ann is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Ann has worked at 6 firms and has passed the Series 63, Series 66, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ann Doyle
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Ann Bands Doyle's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 7, 2018 - Present
CLEARBRIDGE INVESTMENTS, LLC
Office #1: One Madison Avenue 18th Floor, New York, NY 10010RIA
CRD#: 137028
NEW YORK, NY
Current
June 3, 2008 - Present
FRANKLIN DISTRIBUTORS, LLC
Office #1: 1201 Wills Street, Baltimore, MD 21231BD
CRD#: 109064
Baltimore, MD
Past
January 2, 2024 - July 3, 2024
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
BD
CRD#: 7325
Baltimore, MD
Past
April 26, 2017 - June 7, 2018
FINANCIAL GUARD, LLC
RIA
CRD#: 156059
SALT LAKE CITY, UT
Past
June 30, 2009 - April 27, 2017
CLEARBRIDGE INVESTMENTS, LLC
RIA
CRD#: 137028
NEW YORK, NY
Past
January 13, 2001 - May 30, 2008
DEUTSCHE BANK SECURITIES INC.
BD
CRD#: 2525
BALTIMORE, MD
Past
October 3, 2000 - May 30, 2008
DEUTSCHE BANK SECURITIES INC.
RIA
CRD#: 2525
BALTIMORE, MD
Past
December 2, 1998 - January 13, 2001
DB ALEX. BROWN LLC
BD
CRD#: 17790
BALTIMORE, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CLEARBRIDGE INVESTMENTS, LLC
CAM NORTH AMERICA, LLC | GLOBAL CURRENTS INVESTMENT MANAGEMENT | DAVIS SKAGGS INVESTMENT MANAGEMENT | CLEARBRIDGE INVESTMENTS, LLC | CLEARBRIDGE ADVISORS, LLC | CLEARBRIDGE ADVISORS | CITIGROUP ASSET MANAGEMENT
CRD#: 137028 / SEC#: 801-64710
RIA
Registered Investment Advisory firm - (9/30/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/4/2010)
RR
Alaska(1/4/2010)
RR
Arizona(1/4/2010)
RR
Arkansas(1/4/2010)
RR
California(1/4/2010)
RR
Colorado(1/4/2010)
RR
Connecticut(1/4/2010)
RR
Delaware(1/4/2010)
RR
District of Columbia(1/4/2010)
RR
Florida(1/4/2010)
RR
Georgia(1/4/2010)
RR
Hawaii(1/4/2010)
RR
Idaho(1/4/2010)
RR
Illinois(1/4/2010)
RR
Indiana(1/4/2010)
RR
Iowa(1/4/2010)
RR
Kansas(1/4/2010)
RR
Kentucky(1/4/2010)
RR
Louisiana(1/4/2010)
RR
Maine(1/4/2010)
RR
Maryland(6/3/2008)
IAR
Maryland(6/7/2018)
RR
Massachusetts(1/4/2010)
RR
Michigan(1/4/2010)
RR
Minnesota(1/4/2010)
RR
Mississippi(1/4/2010)
RR
Missouri(1/4/2010)
RR
Montana(1/4/2010)
RR
Nebraska(1/4/2010)
RR
Nevada(1/4/2010)
RR
New Hampshire(1/4/2010)
RR
New Jersey(1/4/2010)
RR
New Mexico(1/4/2010)
RR
New York(1/4/2010)
RR
North Carolina(1/5/2010)
RR
North Dakota(1/4/2010)
RR
Ohio(1/4/2010)
RR
Oklahoma(1/4/2010)
RR
Oregon(1/4/2010)
RR
Pennsylvania(1/4/2010)
RR
Puerto Rico(1/17/2024)
RR
Rhode Island(1/4/2010)
RR
South Carolina(1/4/2010)
RR
South Dakota(1/4/2010)
RR
Tennessee(1/4/2010)
RR
Texas(1/4/2010)
RR
Utah(1/4/2010)
RR
Vermont(1/4/2010)
RR
Virgin Islands(1/17/2024)
RR
Virginia(1/4/2010)
RR
Washington(1/4/2010)
RR
West Virginia(1/4/2010)
RR
Wisconsin(1/4/2010)
RR
Wyoming(1/4/2010)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CLEARBRIDGE INVESTMENTS, LLC
CAM NORTH AMERICA, LLC | GLOBAL CURRENTS INVESTMENT MANAGEMENT | DAVIS SKAGGS INVESTMENT MANAGEMENT | CLEARBRIDGE INVESTMENTS, LLC | CLEARBRIDGE ADVISORS, LLC | CLEARBRIDGE ADVISORS | CITIGROUP ASSET MANAGEMENT
CRD#: 137028 / SEC#: 801-64710
RIA
Registered Investment Advisory firm - (9/30/2005 Approved)PREMIUM
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Contact information
Main Address
One Madison Avenue 18th Floor, New York, NY 10010
Mailing Address
Phone number
(212) 805-2000
Established
Firm type
Fiscal year end
# of Employees
210
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,530 |
| AUM (Assets Under Management) | $ 184,809,812,930 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/27/2025 | ||
| 01/24/2025 | ||
| 11/20/2023 | ||
| 01/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
