JP
Jack W. Peterson
HAROLD DANCE INVESTMENTS
Logan, UT 84321
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CRD#: 3110933
JP
Professional summary
Jack W Peterson is a registered financial advisor currently at HAROLD DANCE INVESTMENTS located in Logan, Utah.
Jack is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Jack has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
MEMBER OF PETERSON ALLRED GROUP, LLC, THE PETERSON GROUP INVESTMENTS, LLC, THE PETERSON GROUP PROPERTIES, LLC, THE PETERSON GROUP COMMERCIAL, LLC, AND THE PETERSON GROUP APARTMENTS, LLC. WITH THE EXCEPTION OF THE PETERSON GROUP INVESTMENTS, LLC, NONE OF THESE IS INVESTMENT RELATED. THE PETERSON GROUP INVESTMENTS, LLC, INVESTS IN FINANCIAL SECURITIES FOR MEMBERS. ALL OTHERS OWN RENTAL PROPERTIES TO PROVIDE INCOME TO MEMBERS. THE ADDRESS FOR ALL OF THESE BUSINESSES IS THE SAME AS THE RESIDENTIAL ADDRESS. RESPONSIBLE PRIMARILY FOR ACCOUNTING FOR THESE ENTITIES WHICH REQUIRES LESS THAN 20 HOURS PER MONTH, GENERALLY AFTER SECURITIES TRADING HOURS. Name of other business: Peggy Peterson Harris Irrevocable Trust Whether the business is investment-related: Yes The address of the other business: 94 S 1000 E, Logan, UT 84321 The nature of the other business: Family related trust. Assets of the trust consist of a home, an investments account, and two LLC memberships. Your position: Trustee Title/Relationship with other business: Peggy is my sister, and my father set up this trust for her benefit before he died. Start date of relationship: 01/2011. Approximate number of hours per month devoted to other business: 2 Number of hours devoted to other business during securities trading hours: 0 Description of duties related to other business: I perform accounting and tax services for the trust as well as managing the investments through the trust account held at Harold Dance Investments. Name of other business: Dennis N. and Diane B. Friedli Living Trust. Whether the business is investment-related: No The address of the other business: 1415 E 1425 N, Logan, UT 84341 The nature of the other business: Grantor-type trust. Your position: Co-Trustee Title/Relationship with other business: Close associates. Start date of relationship: 12/2021 Approximate number of hours per month devoted to other business: 1 Number of hours devoted to other business during securities trading hours: 0 Description of duties related to other business: I oversee the trust document.
CRS (Client Relationship Summary) - RIA
Click below to view Jack W Peterson's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jack W Peterson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 3, 2009 - Present
HAROLD DANCE INVESTMENTS
Office #1: 72 E Center Street, Logan, UT 84321Office #2: 72 E Center Street, Logan, UT 84321RIA
BD
CRD#: 1582
Logan, UT
Current
December 2, 2009 - Present
HAROLD DANCE INVESTMENTS
Office #1: 72 E Center Street, Logan, UT 84321Office #2: 72 E Center Street, Logan, UT 84321RIA
BD
CRD#: 1582
Logan, UT
Past
January 8, 2007 - December 31, 2007
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RIA
CRD#: 134139
LOGAN, UT
Past
September 6, 2006 - December 19, 2006
STONEBRIDGE FINANCIAL ADVISORS, LLC
RIA
CRD#: 139156
LOGAN, UT
Past
January 12, 2006 - December 31, 2006
BEACON FINANCIAL PLANNING, LLC
RIA
CRD#: 121462
LOGAN, UT
Past
January 3, 2006 - December 31, 2007
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
LOGAN, UT
Past
November 23, 1999 - December 31, 2005
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
LOGAN, UT
Past
November 9, 1998 - December 31, 2005
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
DALLAS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HAROLD DANCE INVESTMENTS
HAROLD DANCE BROKERAGE | HAROLD W. DANCE INC. | HAROLD DANCE INVESTMENTS
CRD#: 1582 / SEC#: 801-129647, 8-12160
RIA
Registered Investment Advisory firm - SEC (4/19/2024 Approved)Idaho
Registered Investment Advisory firm - SEC (5/15/2024 Terminated)Utah
Registered Investment Advisory firm - SEC (5/16/2024 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Idaho(12/2/2009)
IAR
Texas(12/12/2024)
RR
Utah(12/2/2009)
IAR
Utah(12/3/2009)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
HAROLD DANCE INVESTMENTS
HAROLD DANCE BROKERAGE | HAROLD W. DANCE INC. | HAROLD DANCE INVESTMENTS
CRD#: 1582 / SEC#: 801-129647, 8-12160
RIA
Registered Investment Advisory firm - SEC (4/19/2024 Approved)Idaho
Registered Investment Advisory firm - SEC (5/15/2024 Terminated)Utah
Registered Investment Advisory firm - SEC (5/16/2024 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information
Main Address
72 E Center Street, Logan, UT 84321
Mailing Address
72 E Center Street, Logan, UT 84321
Phone number
(435) 752-8484
Established
Utah since 03/31/1964
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
7
SEC notice filing (5 States and Territories)
FINRA licenses (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 298 |
| AUM (Assets Under Management) | $ 132,000,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
