Tony B. Stephenson
Professional summary
Tony Britt Stephenson is a registered financial professional currently at LEVEL FOUR FINANCIAL, LLC located in Raleigh, North Carolina.
Tony is registered as a RR (Registered Representative) and started their career in finance in 1998. Tony has worked at 4 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 9 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Tony Britt Stephenson's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 14, 2022 - Present
LEVEL FOUR FINANCIAL, LLC
Office #1: 4001 Barrett Drive Suite 100, Raleigh, NC 27609November 9, 2000 - October 31, 2022
MID-ATLANTIC SECURITIES, INC.
October 1, 2000 - November 6, 2000
WELLS FARGO CLEARING SERVICES, LLC
September 1, 1998 - October 1, 2000
FIRST UNION BROKERAGE SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/14/2022)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
LEVEL FOUR FINANCIAL, LLC
CRD#: 25700 / SEC#: 801-65811, 8-41965
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 7 |
| Arbitration | 1 |
Red Flags
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Company Information
LEVEL FOUR FINANCIAL, LLC
CRD#: 25700Raleigh, NC 27609TRUST BUT VERIFY
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