Jeffrey M. Fortier

PRIVATE CAPITAL MANAGEMENT

Naples, FL 34108-7512

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CRD#: 3110593

Professional summary

Jeffrey Mark Fortier is a registered financial advisor currently at PRIVATE CAPITAL MANAGEMENT located in Naples, Florida and CARNES CAPITAL CORPORATION located in Naples, Florida.

Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Jeffrey has worked at 4 firms and has passed the Series 63, Series 66, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NAME OF ENTITY - D&J NAPLES INVESTORS LLC - INVESTMENT RELATED ADDRESS - 1900 EMPRESS COURT, NAPLES, FL 34110 POSITION, NATURE OF BUSINESS, AND DUTIES - MANAGING MEMBER OF AN ENTITY THAT INTENDS TO ACQUIRE VACANT LAND FOR INVESTMENT PURPOSES. START DATE OF RELATIONSHIP - ENTITY WAS ESTABLISHED ON 8/31/2007 HOURS DEVOTED TO BUSINESS - 5-10 HOURS PER MONTH OUTSIDE OF SECURITIES TRADING HOURS. NAME OF ENTITY - NAPLES LAND PARTNERS, LLC -INVESTMENT RELATED ADDRESS - 1900 EMPRESS COURT, NAPLES, FL 34110 POSITION, NATURE OF BUSINESS, AND DUTIES - MANAGING MEMBER OF AN ENTITY THAT INTENDS TO ACQUIRE VACANT LAND FOR INVESTMENT PURPOSES. START DATE OF RELATIONSHIP - ENTITY WAS ESTABLISHED ON 1/2010 HOURS DEVOTED TO BUSINESS - 0-5 HOURS PER MONTH OUTSIDE OF SECURITIES TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Mark Fortier's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 8, 2013 - Present

PRIVATE CAPITAL MANAGEMENT

Office #1: 8889 Pelican Bay Blvd. Suite 500, Naples, FL 34108-7512

RIA

CRD#: 169172

Naples, FL

Current

November 16, 2000 - Present

CARNES CAPITAL CORPORATION

Office #1: 8889 Pelican Bay Blvd. Suite 500, Naples, FL 34108Office #2: 8889 Pelican Bay Boulevard, Suite 500, Naples, FL 34108-7512

CRD#: 16187

Naples, FL

Past

June 15, 2001 - October 4, 2013

PRIVATE CAPITAL MANAGEMENT, LP

RIA

CRD#: 104672

NAPLES, FL

Past

December 14, 1998 - October 2, 2000

WRIGHT INVESTORS' SERVICE DISTRIBUTORS, INC.

CRD#: 13645

SHELTON, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PRIVATE CAPITAL MANAGEMENT

CRD#: 169172 / SEC#: 801-78615

RIA

Registered Investment Advisory firm - (9/30/2013 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(3/27/2012)

Arizona
(3/27/2012)

Connecticut
(2/24/2005)

District of Columbia
(2/18/2005)

Florida
(11/17/2000)

IAR

Florida
(12/11/2013)

Illinois
(1/24/2006)

Indiana
(4/8/2014)

Maine
(3/27/2012)

Maryland
(2/18/2005)

Massachusetts
(6/9/2005)

Mississippi
(3/27/2012)

New Jersey
(2/18/2005)

New York
(6/9/2005)

Ohio
(12/17/2014)

Oklahoma
(3/27/2012)

Pennsylvania
(3/27/2012)

Rhode Island
(6/9/2005)

South Carolina
(3/27/2012)

Tennessee
(3/27/2012)

IAR

Texas
(10/8/2013)

Utah
(1/2/2015)

Virginia
(6/9/2005)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 6/8/2005

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 4/30/1998

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/29/2001

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/8/1998

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

PRIVATE CAPITAL MANAGEMENT

CRD#: 169172 / SEC#: 801-78615

RIA

Registered Investment Advisory firm - (9/30/2013 Approved)

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Contact information

Main Address

8889 Pelican Bay Blvd. Suite 500, Naples, FL 34108-7512

Mailing Address

Phone number

(239) 254-2500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (37 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PCM FORM ADV PART 2A (3/20/2025)

Regulatory assets under management

Total Number of Accounts	420
AUM (Assets Under Management)	$ 1,346,803,883

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jeffrey M. Fortier

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Mark Fortier's CRS (Customer Relationship Summary).

Certified licenses

Experience

CARNES CAPITAL CORPORATION

PRIVATE CAPITAL MANAGEMENT, LP

WRIGHT INVESTORS' SERVICE DISTRIBUTORS, INC.

Primary Firm SEC Registration

PRIVATE CAPITAL MANAGEMENT

State Registrations and Notice Filings

Exams

Series 63

Date: 6/8/2005

Series 66

Date: 4/30/1998

SIE

Date: 10/1/2018

Series 7

Date: 1/29/2001

Series 6

Date: 12/8/1998

FINRA

Current Firm

PRIVATE CAPITAL MANAGEMENT

Contact information

SEC notice filing (37 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PRIVATE CAPITAL MANAGEMENT

TRUST BUT VERIFY

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