Zach Carey
Professional summary
Zach Carey, who also goes by Zach Carey, Zachary Lee Carey, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Oxford, Mississippi and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.
Zach is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Zach has worked at 8 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Zach Carey's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 6, 2023 - Present
EMPOWER ADVISORY GROUP, LLC
April 11, 2022 - Present
EMPOWER FINANCIAL SERVICES, INC.
Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111August 26, 2019 - January 29, 2020
ALEXANDER CAPITAL, L.P.
January 13, 2006 - May 18, 2019
CALTON & ASSOCIATES, INC.
April 11, 2000 - January 13, 2006
SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP.
August 26, 1999 - March 28, 2000
ARAGON FINANCIAL SERVICES, INC.
June 1, 1999 - August 24, 1999
UBS FINANCIAL SERVICES INC.
September 22, 1998 - May 18, 1999
CARTY, HARDING & HEARN, INC.
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/12/2022)
(4/13/2022)
(4/21/2022)
(4/12/2022)
(4/13/2022)
(4/12/2022)
(5/3/2022)
(4/13/2022)
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(4/14/2022)
(4/25/2022)
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(4/13/2022)
(4/12/2022)
(4/6/2023)
(4/13/2022)
(4/12/2022)
(4/14/2022)
(4/28/2022)
(4/19/2022)
(5/3/2022)
(4/13/2022)
(4/12/2022)
(4/13/2022)
(4/20/2022)
(4/13/2022)
(4/12/2022)
(4/15/2022)
(4/20/2022)
(4/13/2022)
(5/20/2022)
(9/18/2024)
(4/16/2022)
(4/13/2022)
(4/12/2022)
(4/13/2022)
(4/13/2022)
(4/20/2022)
(4/12/2022)
(5/2/2022)
Exams
FINRA
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
